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AquaVenture Holdings Ltd. 
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  SEC # 1422841


        
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282  SEC Filings
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  from  1/4/08  to  4/13/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  AquaVenture Holdings Ltd. 

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Forms
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, Documents
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& Exhibits
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 in  116 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/13/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/2/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
3/31/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
3/31/20 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
3/30/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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40

8-K Items: 
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12/23/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
3/30/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
3/30/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
3/5/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 14
12/21/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
3/30/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/2/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
3/30/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/30/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/30/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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8
3/30/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
3/17/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
10/31/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
3/30/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 8
3/30/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 29

3/5/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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5
3/5/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
2/18/20 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/24/20 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/6/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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10
7/11/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/15/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
5/15/19 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
4/26/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 3
3/13/19 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
3/11/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
4/20/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
2/13/18 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
10/27/16 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
10/6/16 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/4/16 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 7
10/4/16 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/12/15 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
4/30/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
1/22/09 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

General Exhibits: 
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3/30/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
3/5/20 OLDEX-23Consents of Experts and Counsel  OLD 49
3/5/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
3/5/20 OLDEX-21Subsidiaries Lists  OLD 5
12/23/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
7/11/19 OLDEX-5Opinions of Counsel re: Legality  OLD 11
7/11/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
4/18/19 OLDEX-10Material Contracts  OLD 44

Additional Exhibits: 
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3/30/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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36

Financials: 
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3/5/20 OLDEX-31Certifications — §302 – SOA’02  OLD 30
3/5/20 OLDEX-32Certifications — §906 – SOA’02  OLD 15
3/5/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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907
3/5/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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14
3/5/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 84
3/5/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
14
5/8/18 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1

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3/30/20 OLDGRAPHICPhotos, Images and Graphs  OLD 181


Forms
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, Documents
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& Exhibits
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 in  166 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/1/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 121
3/31/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
3/30/20 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/12/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 14
2/5/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22

Letters: 
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8/30/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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1/2/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
8/7/19 OLDEX-24Powers of Attorney  OLD 17

Additional Exhibits: 
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3/30/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7


        

Filings History

Year    # of Filings
In descending order
2020 56
2019 81
2018 50
2017 40
2016 41
2015 10
2014 1
2010 1
2009 1
2008 1

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