Schroder Investment Management North America Ltd. 

NY

  SEC # 1422318

        

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14  SEC Filings   from  1/2/08  to  4/12/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘40-APP/A’ — Amendment to Application for an Exemption Order or Other Relief by an Investment Company — Filed as:  Filer / Offerer — Filed by:  Swiss Helvetia Fund, Inc.
New-Filing E-Mail:			Send me notifications of all Filings involving  Schroder Investment Management North America Ltd.

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Forms , Documents & Exhibits  in  14 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/12/18	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	4
7/10/14	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
2/13/13	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	9
					Graphics:
4/12/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/14/22			12/31/21		748	of	3,225		$8,445			Schroder Investment Management Group

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2018		1
2017		1
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2014		1
2013		1
2012		4
2011		4
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2008		2