| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/17/24 |  | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 24 |
| 4/16/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 249 |
| | |
| | 8-K Items: |
| 12/21/20 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 46 |
| 6/4/20 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 3 |
| 3/26/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 5 |
| 4/16/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 60 |
| 5/7/20 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 8 |
| 4/27/23 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 13 |
| 1/10/22 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 21 |
| 6/10/20 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 21 |
| 10/7/22 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 5 |
| 4/12/24 | | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 — ↓‘EX-7’ | 1 |
| 7/20/12 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
| 2/2/24 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 47 |
| 9/27/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 10 |
| 2/1/13 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 8/25/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 15 |
| 4/1/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 42 |
| 3/12/24 | | | Events: | • | Other Events — Item 8.01 | 78 |
| 4/16/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 198 |
| | |
|
| 4/12/24 | | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 | 3 |
| 11/14/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 42 |
| 10/2/23 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 16 |
| 9/29/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 31 |
| 8/4/23 | | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 | 18 |
| 7/24/23 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 13 |
| 7/14/23 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A | 8 |
| 10/25/22 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 7 |
| 5/24/22 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 9 |
| 5/12/22 | OLD | | AW | | Registration: | | Amendment Withdrawal Request OLD | 1 |
| 8/20/21 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 8 |
| 12/21/20 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 13 |
| 8/14/20 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 2 |
| 7/30/19 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 3 |
| 7/23/19 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 8 |
| 7/26/17 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 3 |
| 4/18/17 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 6 |
| 11/25/16 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 19 |
| 10/25/16 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD — Financial Reports | 6 |
| 3/21/16 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 |
| 5/4/15 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 4/30/13 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 4/29/13 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 7/24/12 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
| 6/23/10 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 6/22/10 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 2 |
| 6/3/10 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 5 |
| 2/20/08 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| | |
| | General Exhibits: |
| 4/16/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 4/16/24 | | | EX-23 | | Consents of Experts and Counsel | 71 |
| 4/16/24 | | | EX-21 | | Subsidiaries Lists | 15 |
| 9/27/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 35 |
| 8/4/23 | | | EX-FILING FEES | | Filing Fees | 4 |
| 8/4/23 | | | EX-5 | | Opinions of Counsel re: Legality | 36 |
| 6/28/23 | | | EX-10 | | Material Contracts | 146 |
| 12/21/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 44 |
| 3/19/20 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 3 |
| 3/26/18 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 9 |
| 2/1/13 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| 6/1/12 | OLD | | EX-8 | | Opinion of Counsel re: Tax Matters OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/16/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Bylaws | 238 |
| | |
| | Financials: |
| 4/17/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 122 |
| 4/17/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 72 |
| 4/17/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,319 |
| 4/17/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 103 |
| 4/17/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 441 |
| 4/17/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 53 |
| 4/17/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 96 |
| 10/7/22 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 5 |
| 5/4/15 | OLD | | EX-7 | | Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review OLD | 1 |
| | |
| | Graphics: |
| 4/16/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,340 |
