Rubicon Technology, Inc. 

IL

  SEC # 1410172

        

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666  SEC Filings   from  9/5/07  to  3/30/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-15D’ — Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Rubicon Technology, Inc.

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Forms , Documents & Exhibits  in  318 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/30/23	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
3/30/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	22
3/23/23	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	7
3/20/23	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	4
3/10/23	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	3
3/3/23	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	144
					8-K Items:
8/19/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	25
9/15/16	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
9/20/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	5
11/9/16	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	37
8/19/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
9/13/16	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
12/13/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	5
5/15/18	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	3
1/2/18	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
3/3/23	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	38
2/24/23	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	5
12/23/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	13
12/13/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	19
6/29/21	OLD		Events:			•	Other Events — Item 8.01  OLD	22
2/24/23	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	94
12/23/22	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
11/21/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	13
11/10/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	46
7/25/22	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD	1
7/11/22	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
7/5/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	14
6/2/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
4/10/17	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
4/10/17	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
4/10/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
3/30/17	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
8/9/16	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
3/19/14	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	2
3/18/14	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	3
1/7/14	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
12/6/13	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	5
10/31/12	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	5
6/16/10	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
6/3/10	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
6/2/10	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
5/27/10	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
5/20/08	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
5/7/08	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
5/7/08	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
5/6/08	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	7
11/14/07	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
					General Exhibits:
3/30/23	OLD		EX-21		Subsidiaries Lists  OLD			14
2/24/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
2/24/23	OLD		EX-10		Material Contracts  OLD			81
7/5/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
3/25/22	OLD		EX-23		Consents of Experts and Counsel  OLD			35
12/18/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			27
8/9/16	OLD		EX-5		Opinions of Counsel re: Legality  OLD			13
3/24/14	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
					Additional Exhibits:
12/13/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			99
					Financials:
3/30/23	OLD		EX-31		Certifications — §302 – SOA’02  OLD			119
3/30/23	OLD		EX-32		Certifications — §906 – SOA’02  OLD			61
3/30/23	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,205
3/30/23	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			68
3/30/23	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			326
3/30/23	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			21
3/30/23	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			61
1/2/18	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
8/19/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			280

Forms , Documents & Exhibits  in  356 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 78112T

        

Latest Filing			Type		Category	Description		Documents
2/24/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	203
8/29/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	23
8/24/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	14
8/18/22	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	3
7/25/22	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD	1
7/13/22	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
7/11/22	OLD		PX14A6G		Proxy:		Notice of an Exempt Non-Management Proxy Solicitation  OLD	1
5/13/22	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	12
2/7/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	72
4/10/17	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	3
3/30/17	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	3
5/19/16	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
1/7/14	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
					Letters:
3/1/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			15
3/1/22	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
8/29/22	OLD		EX-24		Powers of Attorney  OLD			17
7/13/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
7/13/22	OLD		EX-10		Material Contracts  OLD			2
7/5/22	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
7/13/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			17
					Graphics:
7/25/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			75

        

Filings History

Year		# of Filings
2023		12
2022		52
2021		16
2020		23
2019		19
2018		32
2017		58
2016		75
2015		37
2014		44
2013		33
2012		30
2011		29
2010		59
2009		52
2008		62
2007		33