LPL Financial LLC 

CA

  SEC # 1403438

        

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94  SEC Filings   from  6/22/07  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  LPL Financial LLC

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Forms , Documents & Exhibits  in  94 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	72
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	22
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			44

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/12/24			12/31/23		42	of	3,386		$50,652		SD	Dorsey & Whitney Trust Co. LLC
1/10/24			12/31/23		NA	of	520		NA		MO	Cornerstone Wealth Management, LLC
11/14/22			9/30/22		36	of	316		$9		AZ	Verus Capital Partners, LLC
11/14/17			9/30/17		1	of	8		$0		CA	StratiFi, LLC [ formerly LOGe Solutions, LLC ]

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		7
2023		10
2022		7
2021		4
2020		4
2019		8
2018		5
2017		4
2016		5
2015		5
2014		5
2013		4
2012		5
2011		4
2010		4
2009		4
2008		5
2007		4