Heritage-Crystal Clean, Inc. 

IL

  SEC # 1403431

        

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773  SEC Filings   from  6/19/07  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  ArrowMark Colorado Holdings LLC
New-Filing E-Mail:			Send me notifications of all Filings involving  Heritage-Crystal Clean, Inc.

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Forms , Documents & Exhibits  in  311 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/31/23			EFFECT		SEC:		SEC Notices of Effectiveness	6
10/27/23			15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15	1
10/17/23			POS AM		Registration:		Post-Effective Amendment of a Registration Statement	1
10/17/23			S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations	4
10/17/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	133
					8-K Items:
7/20/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	17
10/17/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	1
10/17/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	5
8/9/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	64
3/23/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	8
12/5/14	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
10/17/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	1
10/17/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
10/29/08	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
10/17/23			Governance & Management:			•	Changes in Control of Registrant — Item 5.01	1
10/17/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	19
10/17/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	4
10/11/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	18
7/20/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	9
10/17/23			Events:			•	Other Events — Item 8.01	8
10/17/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	87
10/5/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	19
8/31/23			DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A	1
8/9/23			PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A	1
8/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	49
5/1/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	17
4/21/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD  — Financial Reports	6
3/1/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	16
3/24/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	20
3/24/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	9
7/22/20	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	4
4/27/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	5
12/15/14	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	4
2/14/14	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
3/18/11	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
6/9/10	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
6/8/10	OLD		S-1MEF		Registration:		Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD	2
6/1/10	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	12
5/7/08	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
3/12/08	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
3/10/08	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
10/17/23			EX-3		Articles of Incorporation/Organization and Bylaws			9
8/9/23			EX-FILING FEES		Filing Fees			2
7/20/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			2
4/17/23	OLD		EX-10		Material Contracts  OLD			89
3/1/23	OLD		EX-23		Consents of Experts and Counsel  OLD			44
3/1/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
3/1/23	OLD		EX-21		Subsidiaries Lists  OLD			11
2/9/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			15
12/16/14	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
3/30/09	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
10/17/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			89
					Financials:
10/17/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,195
10/17/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			94
10/17/23			EX-101.*		XBRL Data  (XBRL Files)			422
10/17/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			52
10/17/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			87
8/9/23			EX-31		Certifications — §302 – SOA’02			130
8/9/23			EX-32		Certifications — §906 – SOA’02			130
7/24/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			4
10/29/08	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
9/20/23			GRAPHIC		Photos, Images and Graphs			558

Forms , Documents & Exhibits  in  463 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 42726M

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	68
10/18/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	358
10/17/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
8/3/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	17
2/12/19	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
2/15/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			18
2/15/22	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
6/13/18	OLD		EX-24		Powers of Attorney  OLD			20
2/13/18	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
10/17/23			EX-99		Miscellaneous Exhibit			1

        

Filings History

Year		# of Filings
2024		1
2023		68
2022		51
2021		33
2020		35
2019		41
2018		36
2017		57
2016		46
2015		37
2014		56
2013		52
2012		69
2011		53
2010		36
2009		29
2008		66
2007		7