Neptune Wellness Solutions Inc.    SEC # 1401395

        

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796  SEC Filings   from  6/7/07  to  4/12/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/8/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Neptune Wellness Solutions Inc.

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Forms , Documents & Exhibits  in  709 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/12/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	46
					8-K Items:
4/12/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	17
4/12/24			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01	3
2/16/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	7
11/24/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	5
3/27/24			"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04    — ↓‘EX-10’	4
6/13/22	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD	1
3/6/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	4
11/13/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	4
9/8/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	4
5/30/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	1
9/8/23			"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 — ↓‘EX-7’	1
3/27/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	6
9/8/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	2
9/27/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	1
7/25/22	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
3/6/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	15
3/12/24			Events:			•	Other Events — Item 8.01	13
4/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	43
2/16/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	8
2/15/24			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	4
9/25/23			424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events	2
9/22/23			EFFECT		SEC:		SEC Notices of Effectiveness	8
9/20/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	16
9/15/23			S-1		Registration:		Registration Statements (General Form) — Form S-1 — Financial Reports	7
7/14/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	4
6/30/23			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	3
5/10/23			FWP		Registration:		Prospectus – Free Writing	1
11/7/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
10/11/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	3
8/25/22	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
8/19/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
8/19/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
8/10/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
8/5/22	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
7/27/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
3/14/22	OLD		6-K		Update:		Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases & Conference Calls	545
1/28/22	OLD		F-3		Registration:		Registration Statement by a Foreign Issuer – Securities for a Transaction — Form F-3  OLD	1
1/28/22	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
7/16/21	OLD		40-F		Update:		Annual Reports by Canadian Issuers — Form 40-F  OLD  — Financial Reports	16
3/25/21	OLD		F-X		Registration:		Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X  OLD	5
3/25/21	OLD		F-10		Registration:		Registration Statements by Certain Canadian Issuers — Form F-10  OLD	6
2/19/21	OLD		SUPPL		Registration:		Supplemental Materials by Foreign Issuers  OLD	9
7/31/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
8/31/10	OLD		20-F		Update:		Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD	4
11/23/09	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
8/28/07	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/13/07	OLD		40FR12B		Registration:		Registration Statements by Certain Canadian Issuers — Form 40-F  OLD	2
					General Exhibits:
11/24/23			EX-10		Material Contracts			48
11/13/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			35
9/15/23			EX-23		Consents of Experts and Counsel			22
9/15/23			EX-FILING FEES		Filing Fees			8
9/15/23			EX-5		Opinions of Counsel re: Legality			21
9/8/23			EX-3		Articles of Incorporation/Organization and Bylaws			7
11/7/22	OLD		EX-21		Subsidiaries Lists  OLD			2
1/28/22	OLD		EX-14		Code of Ethics  OLD			1
8/31/10	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			8
9/18/09	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
8/31/09	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
					Additional Exhibits:
3/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			1,029
					Financials:
4/12/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,297
4/12/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			64
4/12/24			EX-101.*		XBRL Data  (XBRL Files)			242
4/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			60
4/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			64
2/16/24			EX-31		Certifications — §302 – SOA’02			24
2/16/24			EX-32		Certifications — §906 – SOA’02			9
5/30/23			EX-16		Letter re: a Change in Accountant			1
9/22/11	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			3
8/31/10	OLD		EX-12		Statements re: Computations of Ratios  OLD			8
8/31/09	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
2/16/24			GRAPHIC		Photos, Images and Graphs			1,593

Forms , Documents & Exhibits  in  93 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/6/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	15
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	35
10/17/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	14
10/17/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	7
5/10/23			FWP		Registration:		Prospectus – Free Writing	1
3/25/21	OLD		F-X		Registration:		Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X  OLD	6
9/2/08	OLD		CB		Ownership:		Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB  OLD	1
					Letters:
8/4/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			14
8/4/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
7/29/22	OLD		EX-24		Powers of Attorney  OLD			12
9/2/08	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
2/14/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			8
					Graphics:
5/10/23			GRAPHIC		Photos, Images and Graphs			2

        

Filings History

Year		# of Filings
2024		11
2023		63
2022		85
2021		60
2020		73
2019		50
2018		32
2017		37
2016		30
2015		31
2014		62
2013		46
2012		58
2011		53
2010		33
2009		27
2008		28
2007		17