Wbi Investments, LLC 

NJ

  SEC # 1397424

        

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Relationships

        

No  Owner Relationships  (where the Issuers of the  Wbi Investments, LLC-owned  securities are...)

        

but there are...  Recent Holdings Reports for this and 1 Related Money Managers

History:  Assets Under Management

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager and Related Manager Manager with whom Investment Discretion is Shared
2/9/24			12/31/23				262		$499,031		NJ	Wbi Investments, LLC
							111		$186,482		NJ	Millington Securities, LLC [ formerly Millington Securities, Inc. ]
11/9/23			9/30/23				228		$497		NJ	Wbi Investments, LLC
											and 1 Other Manager
8/7/23			6/30/23				239		$552		NJ	Wbi Investments, LLC
											and 1 Other Manager
5/15/23			3/31/23				222		$500		NJ	Wbi Investments, LLC
											and 1 Other Manager
2/13/23			12/31/22				188		$466		NJ	Wbi Investments, LLC
											and 1 Other Manager
10/26/22			9/30/22				116		$344		NJ	Wbi Investments, LLC
											and 1 Other Manager
7/25/22			6/30/22				136		$464		NJ	Wbi Investments, LLC
											and 1 Other Manager
5/2/22			3/31/22				226		$618		NJ	Wbi Investments, LLC
											and 1 Other Manager

        

No  Issuer Relationships  (where the Owners of the  Wbi Investments, LLC  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Wbi Investments, LLC  has been the Filing Agent for  1  Affiliate:

4  Filing Agents and/or Registrants have submitted Filings for  Wbi Investments, LLC:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
2/9/24		13F-HR		DC	Adviser Compliance Associates LLC — 1172661		5
10/26/22		13F-HR			National Compliance Services, Inc./FA — 1606587		10
8/11/20		13F-HR		NJ	Millington Securities, LLC [ formerly Millington Securities, Inc. ] — 1449088		1
5/8/20		13F-HR			No Filing Agent:  Self-filed — 1397424		65
Total:							81
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.