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Atel 12, LLC 
 CA
  SEC # 1394922


        
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90  SEC Filings
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  from  4/11/07  to  4/20/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Atel 12, LLC 

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Forms
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, Documents
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& Exhibits
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 in  76 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/20/20 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/13/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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37
3/15/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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12
7/7/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
6/28/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
4/23/09 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
4/10/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
4/6/09 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/25/08 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 6
3/20/08 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
11/13/07 OLD10QSBUpdate:  Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB  OLD 1
9/14/07 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5

Letters: 
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9/21/07 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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3/15/19 OLDEX-14Codes of Ethics  OLD 12
4/10/09 OLDEX-23Consents of Experts and Counsel  OLD 16
9/14/07 OLDEX-10Material Contracts  OLD 5
9/14/07 OLDEX-5Opinions of Counsel re: Legality  OLD 5
9/14/07 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 5
9/14/07 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 10

Additional Exhibits: 
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6/28/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

Financials: 
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11/13/19 OLDEX-31Certifications — §302 – SOA’02  OLD 100
11/13/19 OLDEX-32Certifications — §906 – SOA’02  OLD 98
11/13/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,670
11/13/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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42
11/13/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 210
11/13/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
35

Graphics: 
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3/15/19 OLDGRAPHICPhotos, Images and Graphs  OLD 173


Forms
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, Documents
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& Exhibits
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 in  16 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
7/29/11 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 3
6/28/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
6/21/11 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3

Letters: 
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7/16/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

Additional Exhibits: 
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6/28/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9


        

Filings History

Year    # of Filings
In descending order
2020 1
2019 4
2018 4
2017 4
2016 4
2015 7
2014 4
2013 4
2012 7
2011 13
2010 4
2009 8
2008 9
2007 17

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