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One Stop Systems, Inc. 
 CA
  SEC # 1394056


        
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424  SEC Filings
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  from  3/22/07  to  4/15/24  (4 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  One Stop Systems, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  137 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/15/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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73

8-K Items: 
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6/7/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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15
8/27/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
11/6/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/21/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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24
5/15/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
4/9/20 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
2/21/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/6/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
11/30/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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16
4/7/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
5/18/23"Submission of Matters to a Vote of Security Holders — Item 5.076
4/15/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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32
3/3/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
4/15/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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59

4/15/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 7
4/15/24 New Document this Past Month!ARSUpdate:  Annual Report to Security Holders  New Document this Past Month! 1
3/21/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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7
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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18
8/28/23EFFECTSEC:  SEC Notices of Effectiveness4
8/23/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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8
8/18/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-83
8/18/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-32
3/3/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 3
5/26/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
4/20/20 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
2/1/18 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
1/31/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
1/29/18 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
1/29/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
1/29/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
11/9/17 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
3/22/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 19
3/21/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 43
3/21/24 New Exhibit this Past Month!EX-19Report Furnished to Security Holders  New Exhibit this Past Month! 1
8/18/23EX-FILING FEESFiling Fees2
8/18/23EX-5Opinions of Counsel re: Legality10
8/18/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders13
4/7/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
3/23/23 OLDEX-21Subsidiaries Lists  OLD 4
11/6/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/1/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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4/15/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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57

Financials: 
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4/15/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,625
4/15/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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45
4/15/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 188
4/15/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 32
4/15/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
45
3/21/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 50
3/21/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 50

Graphics: 
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4/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 214


Forms
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, Documents
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& Exhibits
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 in  288 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 68247W
 

        
Latest Filing  Type    Category    Description        Documents
     
4/3/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 241
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G15
2/13/245Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 52
12/1/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 320
11/3/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D5
1/29/18 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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8/23/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC4
8/23/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]2

General Exhibits: 
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12/1/23EX-24Powers of Attorney7
3/11/21 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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11/3/23EX-99Miscellaneous Exhibits, such as Press Releases7


        

Filings History

Year    # of Filings
In descending order
2024 16
2023 58
2022 47
2021 62
2020 80
2019 80
2018 76
2017 4
2007 1

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