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Airxpanders Inc. 
 CA
  SEC # 1387156


        
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120  SEC Filings
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  from  1/19/07  to  9/7/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Airxpanders Inc. 

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Forms
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, Documents
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& Exhibits
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 in  83 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
9/7/21 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
7/24/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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29

8-K Items: 
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6/24/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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4
7/24/19 OLD"Bankruptcy or Receivership — Item 1.03  OLD 1
7/8/19 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 11
8/7/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
7/16/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 2
8/8/18 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
7/24/19 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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10
10/25/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 2
7/24/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
7/24/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 13

5/15/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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6
4/26/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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3
4/18/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
3/26/19 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
2/27/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
12/7/18 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
12/4/18 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
12/3/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
11/30/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
10/3/18 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
10/3/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
8/2/18 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
6/28/18 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
8/8/17 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
7/17/17 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 3
6/22/16 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 8
3/11/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

Letters: 
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3/16/20 OLDORDERSEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC1

General Exhibits: 
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6/24/19 OLDEX-10Material Contracts  OLD 32
4/18/19 OLDEX-23Consents of Experts and Counsel  OLD 9
2/27/19 OLDEX-5Opinions of Counsel re: Legality  OLD 6
10/31/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
8/2/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6
8/2/18 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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7/16/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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22

Financials: 
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5/15/19 OLDEX-31Certifications — §302 – SOA’02  OLD 18
5/15/19 OLDEX-32Certifications — §906 – SOA’02  OLD 8
5/15/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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414
5/15/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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8
5/15/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 48
5/15/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
8

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7/16/19 OLDGRAPHICPhotos, Images and Graphs  OLD 91


Forms
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, Documents
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& Exhibits
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 in  44 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/7/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 15
2/14/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 9
12/7/18 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
10/3/18 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
8/31/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 9
8/2/18 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3

Letters: 
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11/28/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4
11/28/18 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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6/26/18 OLDEX-24Powers of Attorney  OLD 8

Additional Exhibits: 
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11/7/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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11/7/18 OLDGRAPHICPhotos, Images and Graphs  OLD 23


        

Filings History

Year    # of Filings
In descending order
2021 1
2020 1
2019 21
2018 59
2017 28
2016 1
2015 1
2014 1
2013 1
2012 2
2010 1
2009 1
2008 1
2007 1

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