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Fortress Investment Group LLC 
 NY
  SEC # 1380393


        
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1,011  SEC Filings
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  from  11/8/06  to  2/14/24  (2 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Fortress Investment Group LLC 

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Forms
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, Documents
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& Exhibits
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 in  653 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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74
2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G97
9/5/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D49
2/1/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 25
10/21/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 106
1/8/18 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/27/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
12/27/17 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
12/27/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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178

8-K Items: 
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7/7/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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13
12/27/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
12/27/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
11/9/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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43
1/19/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
12/27/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
4/2/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
12/27/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
12/27/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/27/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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12
12/27/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
7/12/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
12/15/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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93
12/27/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 17
12/27/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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75

11/9/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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34
6/7/17 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/22/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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18
5/22/17 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/28/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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12
4/25/17 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
2/15/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
6/3/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
4/8/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 9
3/10/16 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
4/24/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
3/18/14 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/14/14 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
3/12/14 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
10/27/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
10/21/11 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
3/28/07 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/9/07 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
2/9/07 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
2/8/07 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 7
2/2/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Form-Specific Documents: 
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2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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45

General Exhibits: 
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7/12/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
7/12/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
7/12/21 OLDEX-5Opinions of Counsel re: Legality  OLD 14
7/12/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
11/13/19 OLDEX-24Powers of Attorney  OLD 4
2/28/17 OLDEX-23Consents of Experts and Counsel  OLD 26
2/28/17 OLDEX-21Subsidiaries Lists  OLD 12
2/15/17 OLDEX-10Material Contracts  OLD 84
3/18/14 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
2/6/07 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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2/9/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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202

Financials: 
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11/9/17 OLDEX-31Certifications — §302 – SOA’02  OLD 90
11/9/17 OLDEX-32Certifications — §906 – SOA’02  OLD 88
11/9/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,113
11/9/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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35
11/9/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 162
11/9/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
27

Graphics: 
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11/9/17 OLDGRAPHICPhotos, Images and Graphs  OLD 363

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
11/14/179/30/17  3 of 3  $61  
 NY
 
Mount Kellett Capital Management LP


Forms
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, Documents
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& Exhibits
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 in  363 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/12/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 69
12/29/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
12/28/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 227
12/27/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/10/16 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
7/30/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 20
1/16/14 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 7
11/10/10 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 9

Letters: 
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5/24/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC20

General Exhibits: 
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7/30/15 OLDEX-24Powers of Attorney  OLD 14

Additional Exhibits: 
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12/29/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17

Graphics: 
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3/10/16 OLDGRAPHICPhotos, Images and Graphs  OLD 12


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 11
2022 15
2021 31
2020 36
2019 17
2018 19
2017 90
2016 76
2015 86
2014 87
2013 75
2012 78
2011 81
2010 87
2009 83
2008 47
2007 84
2006 5

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