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Breeden Capital Management LLC 
 CT
  SEC # 1376259


        
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114  SEC Filings
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  from  10/10/06  to  8/14/13  (None in the Past Year)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 6/30/13 — Filed as:  Filer / Offerer 
 
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Filings
involving  Breeden Capital Management LLC 

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Forms
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, Documents
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& Exhibits
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 in  114 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/14/13 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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27
2/15/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 22
2/15/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 34
2/16/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
1/7/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
8/27/07 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 19
7/31/07 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
7/27/07 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 3
7/6/07 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/11/07 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2

Form-Specific Documents: 
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8/14/13 OLDINFO-TABLEPortfolio Securities Holdings Info Table  OLD  — Assets Under Management
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1

General Exhibits: 
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2/15/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 13
6/27/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
3/9/07 OLDEX-5Opinion of Counsel re: Legality  OLD 1
2/13/07 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
1/26/07 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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2/15/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 28

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4/24/08 OLDGRAPHICPhotos, Images and Graphs  OLD 74

History as a Money Manager:  Assets Under Management
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No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2013 5
2012 7
2011 22
2010 7
2009 6
2008 28
2007 36
2006 3

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