Vortex Brands Co. 

CA

  SEC # 1373467

        

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132  SEC Filings   from  9/1/06  to  4/21/23  (12 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘1-A-W’ — Withdrawal of a Form 1-A Offering Statement — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Vortex Brands Co.

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Forms , Documents & Exhibits  in  100 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/21/23			1-A-W		Registration:		Withdrawals of Form 1-A Offering Statements	3
10/13/22	OLD		1-A POS		Registration:		Post-Qualification Amendments of Form 1-A Offering Statements  OLD	3
9/7/21	OLD		QUALIF		SEC:		SEC Notices of Qualification  OLD	3
9/1/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	10
7/30/21	OLD		1-A		Registration:		Offering Statements — Form 1-A  OLD	8
1/28/21	OLD		1-Z		Registration:		Exit Report — Form 1-Z  OLD	1
1/21/20	OLD		1-SA		Update:		Semi-Annual Report or Special Financial Report — Form 1-SA  OLD	1
10/17/19	OLD		253G2		Registration:		Offering Statement – Info Substantively Changed or Added — Form 1-A  OLD	1
7/17/19	OLD		1-K		Update:		Annual Report or Special Financial Report — Form 1-K  OLD	1
4/24/19	OLD		1-U		Update:		Current Reports — Form 1-U  OLD  — Press Releases & Conference Calls	2
1/29/15	OLD		15-12G		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
1/29/15	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	32
					8-K Items:
3/5/09	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	11
12/27/07	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
3/5/09	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	8
2/12/08	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
5/14/08	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ↓‘EX-7’	1
4/22/13	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	19
5/2/08	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
12/27/07	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
4/22/13	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	1
9/22/08	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	4
1/29/15	OLD		Events:			•	Other Events — Item 8.01  OLD	7
3/5/09	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	24
10/3/14	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	2
11/19/08	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	3
11/17/08	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
11/17/08	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	3
9/19/08	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
6/4/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	5
6/2/08	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	7
5/29/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
3/28/08	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
10/23/06	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/23/06	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
10/19/06	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
10/6/06	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	4
					Letters:
9/29/06	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					Form-Specific Documents:
10/13/22	OLD		PART II AND III		Offering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD			11
7/17/19	OLD		PART II		Annual Report – Part II  OLD			1
					General Exhibits:
9/2/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
9/2/14	OLD		EX-14		Codes of Ethics  OLD			2
9/2/14	OLD		EX-10		Material Contracts  OLD			31
9/19/08	OLD		EX-23		Consents of Experts and Counsel  OLD			3
9/19/08	OLD		EX-5		Opinions of Counsel re: Legality  OLD			3
8/26/08	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
4/15/08	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
9/22/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			38
					Reg. A/A+ Exhibits:
8/26/21	OLD		EX1A-2A CHARTER		Articles of Incorporation/Organization — Form 1-A  OLD			53
8/26/21	OLD		EX1A-2B BYLAWS		Bylaws — Form 1-A  OLD			4
8/26/21	OLD		EX1A-6 MAT CTRCT		Material Contracts — Form 1-A  OLD			12
8/26/21	OLD		EX1A-12 OPN CNSL		Opinions of Counsel re: Legality — Form 1-A  OLD			3
8/26/21	OLD		EX1A-4 SUBS AGMT		Subscription Agreements — Form 1-A  OLD			9
7/17/19	OLD		EX1K-11 CONSENT		Consent of Expert or Counsel  OLD			1
4/24/19	OLD		EX1U-15 ADD EXHB		Miscellaneous Exhibits, such as Press Releases — Form 1-U  OLD			2
2/22/19	OLD		EX1A-11 CONSENT		Consents of Experts and Counsel — Form 1-A  OLD			7
					Financials:
11/19/08	OLD		EX-31		Certifications — §302 – SOA’02  OLD			30
11/19/08	OLD		EX-32		Certifications — §906 – SOA’02  OLD			17
5/14/08	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			2
2/12/08	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
10/13/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			462

Forms , Documents & Exhibits  in  32 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/29/09	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
1/26/09	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	13
7/28/08	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	10
					Letters:
9/1/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
9/1/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			6
					General Exhibits:
8/18/08	OLD		EX-24		Powers of Attorney  OLD			6
					Additional Exhibits:
7/24/08	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Graphics:
7/18/08	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2023		3
2022		2
2021		9
2020		1
2019		11
2018		10
⇑
2015		2
2014		4
2013		2
⇑
2009		5
2008		52
2007		20
2006		11