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Mariner, LLC
KS
SEC # 1373442
14 Related Registrants:
Same Name: Mariner, LLC — 5/11/12 — SEC # 1534822
More than a Year ago:
Mariner Holdings, LLC — 2/6/15 — SEC # 1473185
Montage Investments, LLC — 2/6/15 — SEC # 1483238
Bicknell Family Holding Co. LLC — 1/12/15 — SEC # 1410745
440 Investment Group, LLC — 12/5/11 — SEC # 1473174
Convergence Investment Partners, LLC — 12/5/11 — SEC # 1456133
Label Arts, LLC — 12/5/11 — SEC # 1473713
Label Real Estate, LLC — 12/5/11 — SEC # 1473516
Mariner Anderson One, LLC — 12/5/11 — SEC # 1473175
Mariner Consulting, LLC — 12/5/11 — SEC # 1473184
Mariner Real Estate Management, LLC — 12/5/11 — SEC # 1473180
Mariner Real Estate Partners, LLC — 12/5/11 — SEC # 1473178
Nuance Investments, LLC — 12/5/11 — SEC # 1473182
MQS Long/Short Equity Fund, L.P. — 8/6/10 — SEC # 1473232
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
86 SEC Filings
from 8/21/06 to 2/14/24
(
2 Months Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23
—
Filed as:
Filer / Offerer
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Forms
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in
86 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/14/24
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
—
Assets Under Management
68
2/6/15
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
15
8/31/07
OLD
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
OLD
3
Form-Specific Documents:
2/14/24
INFO-TABLE
Portfolio Securities Holdings – Info Tables —
Form 13F
—
Assets Under Management
43
History as a Money Manager:
Assets Under Management
·
Related Money Managers
2
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
4/18/24
3/31/24
NA
of
40
NA
CA
Raub Brock Capital Management LP
8/14/14
6/30/14
NA
of
355
NA
KS
Mariner Wealth Advisors-Oklahoma, LLC
[ formerly Adams Hall Wealth Advisors, LLC ]
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
1
2023
4
2022
4
2021
4
2020
4
2019
4
2018
4
2017
4
2016
4
2015
10
2014
4
2013
4
2012
6
2011
6
2010
5
2009
14
⇑
2007
2
2006
2
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— Tue., Apr. 23, 3:32:56.
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