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Universal Power Group Inc. 
 TX
  SEC # 1372000


        
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208  SEC Filings
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  from  9/12/06  to  2/13/17  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Wilen Investment Management Corp. 
 
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notifications of all
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Filings
involving  Universal Power Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  106 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/12/13 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
10/31/13 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/16/13 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
9/27/13 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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43

8-K Items: 
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12/31/12 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
12/31/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
8/21/13 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 22
12/31/12 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
10/2/12 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
6/22/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
6/4/09 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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4
6/4/09 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
9/27/13 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
3/27/12 OLD
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  Events: 
Other Events — Item 8.01  OLD 7
8/21/13 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 37

9/12/13 OLDARSUpdate:  Annual Reports to Security Holders  OLD 6
8/23/13 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
8/14/13 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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20
3/29/13 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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9
3/30/12 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
9/23/10 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
7/10/08 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
5/8/07 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
12/22/06 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
12/21/06 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
12/21/06 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
12/18/06 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 8
12/12/06 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2

Letters: 
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12/18/06 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/29/13 OLDEX-23Consents of Experts and Counsel  OLD 16
12/31/12 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
12/31/12 OLDEX-10Material Contracts  OLD 42
6/4/09 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
5/8/07 OLDEX-5Opinions of Counsel re: Legality  OLD 2
10/26/06 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
9/12/06 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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8/21/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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33

Financials: 
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8/14/13 OLDEX-31Certifications — §302 – SOA’02  OLD 58
8/14/13 OLDEX-32Certifications — §906 – SOA’02  OLD 38
8/14/13 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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281
8/14/13 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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9
8/14/13 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 53
8/14/13 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
9
6/4/09 OLDEX-16Letter re: a Change in Accountant  OLD 1

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12/31/12 OLDGRAPHICPhotos, Images and Graphs  OLD 19


Forms
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, Documents
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& Exhibits
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 in  102 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/13/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 22
10/7/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 55
1/13/12 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
8/14/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 17
2/26/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3

Letters: 
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10/4/10 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4

Additional Exhibits: 
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10/18/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7


        

Filings History

Year    # of Filings
In descending order
2017 1
2013 20
2012 22
2011 13
2010 22
2009 27
2008 39
2007 36
2006 28

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