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Amtrust Financial Services, Inc. 
 NY
  SEC # 1365555


        
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1,080  SEC Filings
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  from  6/12/06  to  1/26/24  (3 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Amtrust Financial Services, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  459 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/26/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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30
2/7/19 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
1/30/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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185

8-K Items: 
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1/30/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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56
1/30/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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8
11/29/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
11/6/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 50
11/29/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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18
1/18/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
11/29/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
11/29/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
5/10/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
3/16/17 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
11/29/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
1/18/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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21
11/29/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
7/5/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
6/21/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
11/6/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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15
1/17/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 55
1/18/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 149

1/28/19 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/11/18 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
11/29/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
11/29/18 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 5
11/9/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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39
6/18/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 17
5/4/18 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/30/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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61
4/23/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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15
4/9/18 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/1/18 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
9/29/17 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
4/11/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 12
11/10/16 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
9/28/16 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 8
9/27/16 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 11
9/21/16 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 12
9/20/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 8
9/20/16 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 9
3/14/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
12/14/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
12/10/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
12/7/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3
6/11/15 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
4/24/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 6
3/22/13 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/12/13 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
10/13/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
5/19/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
8/2/07 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
11/15/06 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
11/8/06 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6

Form-Specific Documents: 
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1/26/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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30

General Exhibits: 
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1/17/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 27
1/3/19 OLDEX-10Material Contracts  OLD 131
11/29/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 17
6/7/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
3/16/18 OLDEX-23Consents of Experts and Counsel  OLD 45
3/16/18 OLDEX-21Subsidiaries Lists  OLD 13
9/27/16 OLDEX-5Opinions of Counsel re: Legality  OLD 18
9/27/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 9
6/11/15 OLDEX-24Powers of Attorney  OLD 5
6/11/15 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1

ABS Exhibits: 
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8/9/13 OLDEX-33Report of Compliance with Servicing Criteria  OLD 1

Additional Exhibits: 
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1/18/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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141

Financials: 
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11/9/18 OLDEX-31Certifications — §302 – SOA’02  OLD 108
11/9/18 OLDEX-32Certifications — §906 – SOA’02  OLD 106
11/9/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,973
11/9/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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39
11/9/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 192
11/9/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
32
9/27/16 OLDEX-12Statements re: Computations of Ratios  OLD 12
5/10/16 OLDEX-16Letters re: Changes in Accountants  OLD 3

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1/18/19 OLDGRAPHICPhotos, Images and Graphs  OLD 1,546

History as a Money Manager:  Assets Under Management
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Forms
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, Documents
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& Exhibits
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 in  633 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/31/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5
1/28/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 26
12/3/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 504
11/30/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 25
11/29/18 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 5
11/29/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/4/18 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 9
5/29/18 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/25/18 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
5/17/18 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
9/20/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 8
6/20/16 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
3/12/13 OLD425Registration:  Prospectus or Communication – Merger  OLD 1

Letters: 
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5/25/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC42

General Exhibits: 
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6/4/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 11
5/29/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
1/4/17 OLDEX-24Powers of Attorney  OLD 6

Additional Exhibits: 
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11/29/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 49

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6/11/18 OLDGRAPHICPhotos, Images and Graphs  OLD 430


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 4
2022 5
2021 4
2020 4
2019 13
2018 149
2017 87
2016 102
2015 116
2014 134
2013 130
2012 82
2011 42
2010 55
2009 25
2008 31
2007 47
2006 49

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