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Towerstream Corp. 
 RI
  SEC # 1349437


        
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607  SEC Filings
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  from  1/18/06  to  4/26/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K/A’ — Amendment to Annual Report — Form 10-K — for 12/31/18 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Towerstream Corp. 

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Forms
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, Documents
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& Exhibits
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 in  354 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/26/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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19
3/8/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 18
3/6/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
3/6/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 7
1/9/19 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
11/14/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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39
10/25/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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144

8-K Items: 
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10/25/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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24
3/15/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/15/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
11/14/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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39
10/22/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
6/10/09 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
11/30/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
5/31/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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11
11/12/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
3/15/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
6/23/17 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
1/19/07 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/6/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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26
5/31/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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15
1/19/07 OLD"Change in Shell Company Status — Item 5.06  OLD 1
5/4/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
3/19/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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39
9/28/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 44
10/25/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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113

8/14/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
8/1/18 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
11/15/17 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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8
10/26/17 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
4/19/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 10
3/31/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 13
3/8/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
12/14/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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16
12/14/16 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 15
9/20/16 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 3
7/21/16 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
6/20/16 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 7
5/24/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
4/7/16 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
3/15/16 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
9/23/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 7
11/12/10 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
8/5/09 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
7/31/08 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/25/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 3
11/7/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 6
6/5/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 9
6/4/07 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
2/2/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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4/1/19 OLDEX-10Material Contracts  OLD 98
4/1/19 OLDEX-21Subsidiaries Lists  OLD 8
5/31/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 27
4/2/18 OLDEX-23Consents of Experts and Counsel  OLD 47
10/26/17 OLDEX-5Opinions of Counsel re: Legality  OLD 25
10/18/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7
3/17/11 OLDEX-14Codes of Ethics  OLD 2
11/12/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
1/19/07 OLDEX-17Correspondence re: Departure of a Director  OLD 1
1/19/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6

Additional Exhibits: 
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4/18/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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101

Financials: 
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4/26/19 OLDEX-31Certifications — §302 – SOA’02  OLD 125
4/26/19 OLDEX-32Certifications — §906 – SOA’02  OLD 125
4/1/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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3,155
4/1/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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50
4/1/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 252
4/1/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
42
3/15/07 OLDEX-16Letter re: a Change in Accountant  OLD 1

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4/2/18 OLDGRAPHICPhotos, Images and Graphs  OLD 435


Forms
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, Documents
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& Exhibits
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 in  254 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/7/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 49
6/5/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 165
2/14/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
1/16/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 18
10/26/17 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
3/14/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/13/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4

Letters: 
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12/5/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13

Additional Exhibits: 
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2/7/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 15

Graphics: 
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10/26/17 OLDGRAPHICPhotos, Images and Graphs  OLD 33


        

Filings History

Year    # of Filings
In descending order
2019 22
2018 22
2017 50
2016 100
2015 39
2014 32
2013 40
2012 38
2011 56
2010 52
2009 49
2008 40
2007 58
2006 9

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