NYSE Group, Inc. 

NY

  SEC # 1326579

        

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282  SEC Filings   from  7/21/05  to  12/8/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘40-APP/A’ — Amendment to Application for an Exemption Order or Other Relief by an Investment Company — Filed as:  Filer / Offerer — Filed by:  Natixis ETF Trust II
New-Filing E-Mail:			Send me notifications of all Filings involving  NYSE Group, Inc.

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Forms , Documents & Exhibits  in  126 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
12/8/20	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	6
6/4/07	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	2
4/4/07	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	30
					8-K Items:
1/10/07	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
11/3/06	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
2/2/07	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
2/5/07	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	4
4/4/07	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
4/4/07	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
2/27/07	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	3
4/2/07	OLD		Events:			•	Other Events — Item 8.01  OLD	16
4/4/07	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	26
4/4/07	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
4/4/07	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
3/22/07	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	2
2/15/07	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	58
11/28/06	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
11/13/06	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	4
5/5/06	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	6
5/4/06	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
5/2/06	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	7
3/8/06	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
3/7/06	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
3/7/06	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/3/05	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	5
					Letters:
5/4/06	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			4
					General Exhibits:
3/22/07	OLD		EX-23		Consents of Experts and Counsel  OLD			29
3/22/07	OLD		EX-10		Material Contracts  OLD			38
3/22/07	OLD		EX-21		Subsidiaries Lists  OLD			3
11/29/06	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
5/4/06	OLD		EX-5		Opinions of Counsel re: Legality  OLD			3
5/4/06	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
3/31/06	OLD		EX-14		Code of Ethics  OLD			1
3/8/06	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
3/7/06	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
11/3/05	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			6
					Additional Exhibits:
4/4/07	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			94
					Financials:
3/22/07	OLD		EX-31		Certifications — §302 – SOA’02  OLD			12
3/22/07	OLD		EX-32		Certifications — §906 – SOA’02  OLD			6
					Graphics:
4/4/07	OLD		GRAPHIC		Photos, Images and Graphs  OLD			528

Forms , Documents & Exhibits  in  164 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/08	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	4
4/5/07	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	100
4/4/07	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
4/2/07	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	28
11/21/06	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	23
5/12/06	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
					Letters:
5/31/06	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
					General Exhibits:
2/14/08	OLD		EX-24		Powers of Attorney  OLD			26
4/2/07	OLD		EX-10		Material Contracts  OLD			6
6/2/06	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
4/4/07	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			22
					Graphics:
4/2/07	OLD		GRAPHIC		Photos, Images and Graphs  OLD			186

        

Filings History

Year		# of Filings
2020		3
2019		3
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2008		1
2007		104
2006		121
2005		50