Nuveen Fund Advisors, LLC 

IL

  SEC # 1311016

        

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375  SEC Filings   from  1/6/05  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nuveen Fund Advisors, LLC

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Forms , Documents & Exhibits  in  375 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	35
12/6/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	39
11/22/23			APP WD		Registration:		Withdrawals of Applications for Exemption Orders and Other Relief	3
12/15/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	166
11/8/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	49
11/14/19	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	34
5/15/17	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	37
11/16/16	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	4
10/21/16	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	4
7/2/14	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
1/4/11	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
2/13/07	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	3
					Form-Specific Documents:
11/14/19	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			14
					General Exhibits:
7/2/14	OLD		EX-23		Consents of Experts and Counsel  OLD			2
3/13/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			19
3/13/14	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
3/13/14	OLD		EX-10		Material Contracts  OLD			17
3/13/14	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
3/13/14	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
3/13/14	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
7/2/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			6
					Financials:
7/2/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
11/22/23			GRAPHIC		Photos, Images and Graphs			44

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		7
2022		7
2021		16
2020		5
2019		7
2018		7
2017		88
2016		14
2015		15
2014		15
2013		10
2012		7
2011		10
2010		13
2009		10
2008		5
2007		9
2006		13
2005		116