Refco Finance Inc. 

NY

  SEC # 1305464

        

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38  SEC Filings   from  10/12/04  to  12/20/06  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 12/15/06 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Refco Finance Inc.

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Forms , Documents & Exhibits  in  38 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
12/20/06	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	24
					8-K Items:
9/18/06	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	3
12/20/06	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD	2
10/11/05	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	3
10/21/05	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
10/11/05	OLD		Accountants & Accounting:			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
10/11/05	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD	1
12/14/06	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	14
9/16/05	OLD		Events:			•	Other Events — Item 8.01  OLD	5
12/20/06	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	22
1/4/06	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	7
7/19/05	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	2
7/15/05	OLD		10-Q		Update:		Quarterly Report — Form 10-Q  OLD	1
4/13/05	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
4/6/05	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	7
					Letters:
4/6/05	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			4
					General Exhibits:
9/18/06	OLD		EX-10		Material Contracts  OLD			33
4/6/05	OLD		EX-23		Consents of Experts and Counsel  OLD			7
2/22/05	OLD		EX-21		Subsidiaries List  OLD			1
1/12/05	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
1/12/05	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
12/10/04	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			48
10/12/04	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
					Additional Exhibits:
12/20/06	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			31
					Financials:
7/19/05	OLD		EX-31		Certifications — §302 – SOA’02  OLD			6
7/19/05	OLD		EX-32		Certifications — §906 – SOA’02  OLD			6
6/30/05	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
9/1/05	OLD		GRAPHIC		Photos, Images and Graphs  OLD			59

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2006		14
2005		22
2004		2