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Avantair, Inc. 
 FL
  SEC # 1303849


        
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571  SEC Filings
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  from  12/6/04  to  6/21/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Avantair, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  235 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/21/19 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
7/30/13 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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113

8-K Items: 
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2/8/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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20
7/30/13 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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1
2/28/07 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
2/12/13 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 26
4/2/13 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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13
4/2/13 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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11
12/11/07 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
5/14/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
9/21/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
7/30/13 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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20
1/25/13 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
4/5/11 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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2
2/28/07 OLD"Change in Shell Company Status — Item 5.06  OLD 1
11/2/12 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
12/6/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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16
6/28/13 OLD
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  Events: 
Other Events — Item 8.01  OLD 26
6/28/13 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 90

6/13/13 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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21
5/15/13 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
3/14/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
3/11/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
3/5/13 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 6
12/17/12 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
10/17/12 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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8
9/28/12 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 6
9/23/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
1/11/11 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
3/15/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
3/10/10 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
3/8/10 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 15
2/12/09 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
12/15/08 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
10/7/08 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
6/23/08 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
11/29/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/6/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 3
4/2/07 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/9/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
1/31/07 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/24/07 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
11/14/06 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 6
11/6/06 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/12/05 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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12/19/06 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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3/5/13 OLDEX-23Consents of Experts and Counsel  OLD 22
2/14/13 OLDEX-10Material Contracts  OLD 82
1/25/13 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
4/5/11 OLDEX-14Codes of Ethics  OLD 5
3/8/10 OLDEX-5Opinions of Counsel re: Legality  OLD 9
11/17/09 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 15
9/28/09 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
11/17/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 30

Additional Exhibits: 
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6/28/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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93

Financials: 
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6/13/13 OLDEX-31Certifications — §302 – SOA’02  OLD 74
6/13/13 OLDEX-32Certifications — §906 – SOA’02  OLD 67
6/13/13 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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196
6/13/13 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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7
6/13/13 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 42
6/13/13 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
7
5/14/07 OLDEX-16Letter re: a Change in Accountant  OLD 1

Graphics: 
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2/12/13 OLDGRAPHICPhotos, Images and Graphs  OLD 475


Forms
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, Documents
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& Exhibits
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 in  342 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/7/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 36
12/24/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
12/17/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 239
1/22/13 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 26
12/15/08 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
6/23/08 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2

Letters: 
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1/11/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16

General Exhibits: 
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11/17/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 24
3/5/07 OLDEX-5Opinion of Counsel re: Legality  OLD 1
3/5/07 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
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12/5/12 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 14


        

Filings History

Year    # of Filings
In descending order
2019 1
2018 1
2017 1
2016 1
2013 34
2012 57
2011 48
2010 51
2009 60
2008 60
2007 153
2006 24
2005 79
2004 1

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