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James River Coal Co. 
 VA
  SEC # 1297720


        
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671  SEC Filings
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  from  8/12/04  to  4/25/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  James River Coal Co. 

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Forms
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, Documents
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& Exhibits
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 in  278 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/25/19 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
2/8/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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141

8-K Items: 
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1/12/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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33
8/20/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
4/8/14 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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1
8/11/14 OLD"Mine Safety – Reporting of Shutdowns and Patterns of Violations — Item 1.04  OLD  — ‘EX-95’
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4
1/12/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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5
4/8/14 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 39
4/11/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
4/8/14 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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2
10/18/13 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
4/11/14 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
5/29/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
11/3/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
9/2/14 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
1/27/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
5/13/13 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
2/8/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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56
4/7/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 36
2/8/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 110

3/17/14 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
11/7/13 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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28
9/19/13 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
8/15/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
8/14/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
8/12/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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19
8/12/13 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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4
8/12/13 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 11
4/24/13 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
4/11/13 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/4/13 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 9
3/22/13 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
3/15/13 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
3/7/13 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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13
3/25/11 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 6
3/22/11 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
9/21/10 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 3
9/13/10 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
7/15/10 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
11/3/09 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
7/11/08 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
11/29/07 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/23/05 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 7
11/15/04 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1

Letters: 
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8/12/04 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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1/12/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 11
9/2/14 OLDEX-10Material Contracts  OLD 54
11/7/13 OLDEX-95Mine-Safety Disclosures  OLD 8
8/12/13 OLDEX-23Consents of Experts and Counsel  OLD 69
8/2/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 18
8/2/13 OLDEX-5Opinions of Counsel re: Legality  OLD 24
8/2/13 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
6/17/13 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
6/17/13 OLDEX-21Subsidiaries Lists  OLD 6
1/27/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
3/29/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 9

Additional Exhibits: 
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2/8/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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133

Financials: 
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11/7/13 OLDEX-31Certifications — §302 – SOA’02  OLD 82
11/7/13 OLDEX-32Certifications — §906 – SOA’02  OLD 82
11/7/13 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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445
11/7/13 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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12
11/7/13 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 66
11/7/13 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
11
8/12/13 OLDEX-12Statements re: Computations of Ratios  OLD 15

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4/8/14 OLDGRAPHICPhotos, Images and Graphs  OLD 791


Forms
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, Documents
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& Exhibits
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 in  396 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/25/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 112
9/5/14 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 218
5/2/14 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
9/19/13 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
2/14/11 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
1/22/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 21
8/14/07 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 25

Letters: 
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8/13/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13

General Exhibits: 
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9/13/06 OLDEX-24Powers of Attorney  OLD 12

Additional Exhibits: 
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5/2/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 22

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8/13/13 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2019 2
2016 4
2015 15
2014 41
2013 69
2012 34
2011 65
2010 61
2009 78
2008 65
2007 70
2006 84
2005 62
2004 21

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