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List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|
2/14/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 74 | |||||||
1/29/24 | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 305 | |||||||
8/23/18 | OLD | APP ORDR | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders OLD | 4 | ||||||
7/26/18 | OLD | APP NTC | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices OLD | 4 | ||||||
5/3/18 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 10 | ||||||
7/20/07 | OLD | REGDEX | Registration: | Notice of an Exempt Offering of Securities — Form D OLD | 1 | ||||||
8/19/04 | OLD | 40-6C | Registration: | Applications for Exemptions and Other Relief by Investment Companies OLD | 7 | ||||||
7/28/04 | OLD | NO ACT | SEC: | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 | ||||||
Form-Specific Documents: | |||||||||||
2/14/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 47 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/14/24 | 12/31/23 | 179 | of | 2,837 | $83,229 |
| Vident Advisory, LLC | |||||||
8/11/23 | 6/30/23 | 165 | of | 2,724 | $84 |
| Vident Investment Advisory, LLC | |||||||
5/24/21 | 3/31/21 | NA | of | 2,816 | NA |
| Advisory Services Network, LLC |
Year | # of Filings | |
---|---|---|
2024 | 2 | |
2023 | 7 | |
2022 | 9 | |
2021 | 12 | |
2020 | 21 | |
2019 | 37 | |
2018 | 32 | |
2017 | 46 | |
2016 | 65 | |
2015 | 56 | |
2014 | 30 | |
2013 | 21 | |
2012 | 15 | |
2011 | 9 | |
2010 | 9 | |
2009 | 11 | |
2008 | 11 | |
2007 | 4 | |
⇑ | ||
2004 | 8 |