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Advisors Asset Management, Inc. 
 CO
  SEC # 1297376


        
6  Related Registrants:   

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405  SEC Filings
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  from  7/15/04  to  2/14/24  (6 Weeks Ago)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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involving  Advisors Asset Management, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  405 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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74
1/29/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G305
8/23/18 OLDAPP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD 4
7/26/18 OLDAPP NTCSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD 4
5/3/18 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 10
7/20/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
8/19/04 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 7
7/28/04 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1

Form-Specific Documents: 
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2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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47

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


3 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/2412/31/23  179 of 2,837  $83,229  
 GA
 
Vident Advisory, LLC
8/11/236/30/23  165 of 2,724  $84  
 GA
 
Vident Investment Advisory, LLC
5/24/213/31/21  NA of 2,816  NA  
 GA
 
Advisory Services Network, LLC


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 2
2023 7
2022 9
2021 12
2020 21
2019 37
2018 32
2017 46
2016 65
2015 56
2014 30
2013 21
2012 15
2011 9
2010 9
2009 11
2008 11
2007 4
2004 8

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