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Xenonics Holdings, Inc. 
 CA
  SEC # 1289550


        
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327  SEC Filings
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  from  5/7/04  to  4/22/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Xenonics Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  203 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/22/19 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/23/15 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
8/19/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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21
8/12/15 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
3/4/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
1/13/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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9
10/16/14 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
9/17/14 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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85

8-K Items: 
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9/17/14 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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21
10/5/06 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
8/14/14 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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41
9/17/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
9/27/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
9/17/14 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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14
9/26/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
6/14/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
2/20/13 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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7
11/15/12 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
5/19/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 5
9/17/14 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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70

9/25/12 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 8
2/7/11 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
7/1/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 6
7/1/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
6/21/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 7
4/22/10 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
1/27/10 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
12/18/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
8/13/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 12
11/20/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
3/8/06 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
9/26/05 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
6/13/05 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
6/3/05 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
4/4/05 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
4/1/05 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/9/05 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 6
1/14/05 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/24/04 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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1/13/15 OLDEX-23Consents of Experts and Counsel  OLD 37
9/17/14 OLDEX-10Material Contracts  OLD 61
6/21/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 17
6/21/10 OLDEX-5Opinions of Counsel re: Legality  OLD 12
4/2/10 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
3/9/05 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
6/30/04 OLDEX-24Power of Attorney  OLD 1
5/7/04 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
5/7/04 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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8/14/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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63

Financials: 
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8/19/15 OLDEX-31Certifications — §302 – SOA’02  OLD 98
8/19/15 OLDEX-32Certifications — §906 – SOA’02  OLD 79
8/19/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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633
8/19/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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24
8/19/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 99
8/19/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
17
9/26/07 OLDEX-16Letters re: Changes in Accountants  OLD 2

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3/4/15 OLDGRAPHICPhotos, Images and Graphs  OLD 47


Forms
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, Documents
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& Exhibits
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 in  124 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/12/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
2/6/15 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 20
9/12/14 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 72
11/15/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/2/10 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 17
10/16/08 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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3/11/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

Additional Exhibits: 
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11/15/10 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2019 1
2015 11
2014 12
2013 21
2012 13
2011 13
2010 35
2009 26
2008 24
2007 52
2006 31
2005 65
2004 23

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