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Westend S.A. 
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  SEC # 1283968


        
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139  SEC Filings
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  from  3/18/04  to  3/25/24  (3 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/21/24 — Filed as:  Owner / Insider — Filed by:  Artal Group S.A. — Re:  Cava Group, Inc. 
 
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notifications of all
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Filings
involving  Westend S.A. 

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Forms
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, Documents
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& Exhibits
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 in  136 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 58
2/9/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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47
6/15/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 315
5/11/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D16

General Exhibits: 
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5/17/18 OLDEX-14Code of Ethics  OLD 1
10/21/15 OLDEX-10Material Contract  OLD 1
8/15/14 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
8/15/14 OLDEX-9Voting Trust Agreement  OLD 1
2/21/12 OLDEX-24Power of Attorney  OLD 1
3/31/09 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
12/19/06 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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6/5/23EX-99Miscellaneous Exhibits, such as Press Releases19

Financials: 
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10/21/15 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1
2/16/12 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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5/17/18 OLDGRAPHICPhoto, Image or Graph  OLD 1

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/9/2412/31/23  98 of 98  $3,008  
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Artal Group S.A.


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 4
2023 18
2022 9
2021 8
2020 11
2019 7
2018 19
2017 6
2016 6
2015 7
2014 11
2013 6
2012 11
2011 4
2009 1
2007 2
2006 5
2004 4

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