Netlist Inc. 

CA

  SEC # 1282631

        

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636  SEC Filings   from  8/18/06  to  4/18/24  (6 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-A12G/A’ — Amendment to Registration Statement for a Class of Securities — Form 8-A — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Netlist Inc.

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Forms , Documents & Exhibits  in  374 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/18/24			8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	2
4/17/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	171
					8-K Items:
4/17/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	32
5/3/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
2/13/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	72
5/3/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	8
9/26/18	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	14
8/31/18	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
4/17/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03    — ↓‘EX-4’	5
12/29/17	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	21
8/10/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
8/18/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
5/17/10	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
8/15/23			Events:			•	Other Events — Item 8.01	35
4/17/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	130
3/1/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	26
3/1/24			S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations	12
2/23/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	19
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	54
8/15/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	20
6/30/23			ARS		Update:		Annual Report to Security Holders	1
6/30/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	17
5/23/23			SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD	9
9/28/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
7/15/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
6/12/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
4/17/19	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
11/29/18	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
11/27/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
11/13/18	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	5
9/12/18	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
9/7/18	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
9/6/17	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	6
11/30/06	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
11/29/06	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
11/20/06	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
					General Exhibits:
4/17/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			30
3/1/24			EX-23		Consents of Experts and Counsel			77
3/1/24			EX-FILING FEES		Filing Fees			5
3/1/24			EX-5		Opinions of Counsel re: Legality			49
11/9/23			EX-10		Material Contracts			131
5/23/23			EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)			22
3/1/22	OLD		EX-21		Subsidiaries Lists  OLD			14
8/10/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			11
8/19/16	OLD		EX-24		Power of Attorney  OLD			1
3/27/15	OLD		EX-14		Codes of Ethics  OLD			2
10/10/14	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
					Additional Exhibits:
2/13/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			113
					Financials:
4/17/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,615
4/17/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			75
4/17/24			EX-101.*		XBRL Data  (XBRL Files)			353
4/17/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			28
4/17/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			69
2/23/24			EX-31		Certifications — §302 – SOA’02			145
2/23/24			EX-32		Certifications — §906 – SOA’02			70
8/18/06	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/18/24			GRAPHIC		Photos, Images and Graphs			443

Forms , Documents & Exhibits  in  262 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/20/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	186
3/18/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	10
1/8/19	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
7/6/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	37
5/29/18	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
6/2/17	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	21
					Letters:
11/20/18	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
11/20/18	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
6/2/17	OLD		EX-24		Powers of Attorney  OLD			6
					Additional Exhibits:
1/8/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

        

Filings History

Year		# of Filings
2024		16
2023		36
2022		25
2021		39
2020		30
2019		31
2018		46
2017		40
2016		35
2015		32
2014		35
2013		35
2012		30
2011		37
2010		43
2009		30
2008		36
2007		28
2006		32