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Tortoise Capital Advisors, L.L.C.
KS
SEC # 1280965
30 Related Registrants:
More than a Year ago:
Ecofin Sustainable & Social Impact Term Fund — 5/22/20 — SEC # 1704299
Ecofin Tax-Exempt Private Credit Fund, Inc. — 5/22/20 — SEC # 1725295
Tortoise Direct Municipal Opportunities Fund, LP — 5/22/20 — SEC # 1690081
Tortoise Direct Opportunities Fund II, LP — 5/22/20 — SEC # 1734516
Tortoise Direct Opportunities Fund, LP — 5/22/20 — SEC # 1677319
Tortoise Direct Social Infrastructure Fund II, LP — 5/22/20 — SEC # 1765954
Tortoise Energy Independence Fund, Inc. — 5/22/20 — SEC # 1547158
Tortoise Energy Infrastructure Corp. — 5/22/20 — SEC # 1268533
Tortoise Midstream Energy Fund, Inc. — 5/22/20 — SEC # 1490286
Tortoise Pipeline & Energy Fund, Inc. — 5/22/20 — SEC # 1526329
Tortoise Power & Energy Infrastructure Fund Inc. — 5/22/20 — SEC # 1408201
Principal Global Investors — 8/2/19 — SEC # 769734
Principal Real Asset Fund — 8/2/19 — SEC # 1756404
Tortoise Credit Strategies, LLC — 8/2/19 — SEC # 1721771
Managed Portfolio Series — 9/11/14 — SEC # 1511699
US Bancorp Fund Services LLC — 9/11/14 — SEC # 894189
440 Investment Group, LLC — 3/4/13 — SEC # 1473174
Ascent Investment Partners, LLC — 3/4/13 — SEC # 1483324
Mariner Anderson One, LLC — 3/4/13 — SEC # 1473175
Mariner Insurance Resources, LLC — 3/4/13 — SEC # 1473517
Mariner Real Estate Partners II, LLC — 3/4/13 — SEC # 1500941
Montage Investments, LLC — 3/4/13 — SEC # 1483238
Palmer Square Capital Advisors LLC — 3/4/13 — SEC # 1483308
Palmer Square Capital Management, LLC — 3/4/13 — SEC # 1483325
Tortoise Holdings, LLC — 3/4/13 — SEC # 1473172
440 Partners, LP — 12/5/11 — SEC # 1449059
Mariner Capital Partners LLC — 12/5/11 — SEC # 1404279
Mariner Capital Ventures, LLC — 12/5/11 — SEC # 1468379
Mariner Private Equity, LLC — 12/5/11 — SEC # 1473173
We R, LLC — 12/5/11 — SEC # 1473714
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
696 SEC Filings
from 2/23/04 to 3/14/24
(
6 Weeks Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘40-17G’ — Fidelity Bond for an Investment Company
—
Filed as:
Filing Agent
—
Filed by:
Tortoise Energy Infrastructure Corp.
New-Filing E-Mail:
Send me
notifications of
all
Filings
involving
Tortoise Capital Advisors, L.L.C.
in
the most-recent Filings.
all 696 Filings.
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Details...
Forms
, Documents
&
Exhibits
in
476 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/14/24
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
—
Assets Under Management
91
2/9/24
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
342
6/2/20
OLD
APP WDG
SEC:
Withdrawals of Applications for Exemption Orders – ‘APP WD’ SEC Grants
OLD
2
5/22/20
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
12
5/15/20
OLD
APP WD
Registration:
Withdrawal of an Application for an Exemption Order or Other Relief
OLD
1
1/7/20
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
16
12/4/19
OLD
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
OLD
7
9/20/18
OLD
APP ORDR
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Order
OLD
1
8/23/18
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
12/9/15
OLD
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
OLD
2
1/7/05
OLD
40-6C
Registration:
Application for an Exemption or Other Relief by an Investment Company
OLD
1
Form-Specific Documents:
2/14/24
INFO-TABLE
Portfolio Securities Holdings – Info Tables —
Form 13F
—
Assets Under Management
52
General Exhibits:
2/13/23
OLD
EX-1
Underwriting Agreement or Conflict Minerals Report
(or mislabeled “1
st
Exhibit”)
OLD
1
12/9/15
OLD
EX-5
Opinions of Counsel re: Legality
OLD
2
Graphics:
8/9/18
OLD
GRAPHIC
Photos, Images and Graphs
OLD
18
History as a Money Manager:
Assets Under Management
·
Related Money Managers
2
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/8/24
12/31/23
NA
of
1,038
NA
TX
Lee Financial Co.
10/24/18
9/30/18
24
of
150
$12
FL
ArchPoint Investors
[ formerly Botty Investors LLC ]
Forms
, Documents
&
Exhibits
in
1 Filing
Filed re:
Issuer / Subject Company
Latest Filing
Type
Category
Description
Documents
4/10/18
OLD
SC 13G
Ownership:
Statement of Acquisition of Beneficial Ownership by a “Passive” Investor
—
Schedule 13G
OLD
1
Filings History
Year
# of Filings
2024
12
2023
32
2022
21
2021
40
2020
46
2019
48
2018
41
2017
57
2016
53
2015
51
2014
59
2013
56
2012
43
2011
26
2010
18
2009
15
2008
23
2007
23
2006
14
2005
16
2004
2
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