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Genworth Financial Inc. 
 VA
  SEC # 1276520


        
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2,305  SEC Filings
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  from  1/20/04  to  3/27/24  (2 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 5/23/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Genworth Financial Inc. 

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Forms
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, Documents
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& Exhibits
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 in  717 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  New Document this Past Month!  — Financial Reports
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1
2/29/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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24
2/21/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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346

8-K Items: 
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10/19/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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61
4/6/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
9/23/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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8
2/21/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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135
8/25/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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15
12/19/08 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
10/1/15 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
8/20/09 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
4/1/13 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
2/21/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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72
10/21/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
7/22/05 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
5/19/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
10/12/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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15
6/22/23
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  Events: 
Other Events — Item 8.0165
2/21/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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249

1/30/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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54
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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59
6/23/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K18
4/5/23ARSUpdate:  Annual Reports to Security Holders12
4/5/23DEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A — Financial Reports
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3
4/4/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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35
3/24/23 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD  — Financial Reports
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2
5/10/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 24
4/5/22 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/25/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
4/12/21 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
4/1/21 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 19
1/25/17 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/21/16 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
2/24/15 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 11
11/10/14 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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5
12/6/13 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 26
12/5/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 12
4/1/13 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
4/1/13 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
3/21/13 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/20/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
5/14/09 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
5/10/07 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
3/3/06 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
9/12/05 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
3/24/05 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
3/21/05 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 22
6/10/04 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 4
6/2/04 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
5/24/04 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
5/24/04 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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3/14/05 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

Form-Specific Documents: 
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1/30/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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14

General Exhibits: 
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2/29/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
2/29/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 84
2/29/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 312
2/29/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 38
2/29/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 23
10/21/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 25
5/25/21 OLDEX-5Opinions of Counsel re: Legality  OLD 32
4/12/21 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 14
11/30/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 28
8/25/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 47
12/10/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 22
3/2/09 OLDEX-14Codes of Ethics  OLD 2
11/14/06 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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2/21/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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314

Financials: 
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3/27/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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6,944
3/27/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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144
3/27/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 581
3/27/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 96
3/27/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
135
2/29/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 163
2/29/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 155
10/31/18 OLDEX-12Statements re: Computations of Ratios  OLD 72
5/4/12 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1

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3/27/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,717

History as a Money Manager:  Assets Under Management
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Forms
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, Documents
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& Exhibits
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 in  1,608 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 37247D
 

        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,372
2/22/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 375
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G94
12/4/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1443
4/5/23DEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A — Financial Reports
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5
3/24/23 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD  — Financial Reports
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4
4/29/22 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 10
4/14/22 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
12/5/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 12
6/28/12 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
8/20/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
5/14/09 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
5/16/07 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/14/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
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4/4/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC32
4/4/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]3

General Exhibits: 
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2/22/24EX-24Powers of Attorney116

Additional Exhibits: 
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7/13/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 36

Financials: 
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4/5/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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8
4/5/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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2
4/5/23EX-101.*XBRL Data  (XBRL Files)8
4/5/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)2
4/5/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
2

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4/5/23GRAPHICPhotos, Images and Graphs596


        

Filings History

Year    # of Filings
In descending order
2024 37
2023 97
2022 101
2021 82
2020 79
2019 88
2018 83
2017 85
2016 96
2015 100
2014 89
2013 148
2012 147
2011 124
2010 140
2009 136
2008 136
2007 162
2006 139
2005 139
2004 97

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