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Jefferies LLC
NY
SEC # 1265287
23 Related Registrants:
Same IRS #: Jefferies LLC — 1/26/24 — SEC # 200403
Same Name: Jefferies LLC/FA — 3/26/24 — SEC # 1974158
More than a Year ago:
Jefferies Financial Group Inc. — 1/9/23 — SEC # 96223
Jefferies Group LLC — 5/19/20 — SEC # 1084580
Barings Corporate Investors — 5/12/17 — SEC # 275694
Barings Funds Trust — 5/12/17 — SEC # 1577579
Barings Global Advisers Ltd. — 5/12/17 — SEC # 1561339
Barings Global Short Duration High Yield Fund — 5/12/17 — SEC # 1521404
Barings LLC — 5/12/17 — SEC # 9015
Barings Participation Investors — 5/12/17 — SEC # 831655
Jefferies International Ltd. — 5/12/17 — SEC # 1665591
Jefferies Leveraged Credit Products, LLC — 5/12/17 — SEC # 1665526
Massmutual Premier Funds — 5/12/17 — SEC # 927972
Massmutual Select Funds — 5/12/17 — SEC # 916053
MML Investment Advisers, LLC — 5/12/17 — SEC # 1635967
MML Series Investment Fund — 5/12/17 — SEC # 67160
MML Series Investment Fund II — 5/12/17 — SEC # 1317146
Barings Real Estate Advisers LLC — 7/15/16 — SEC # 1379495
Limestone Merger Sub LLC — 6/10/15 — SEC # 1593504
Jefferies High Yield Holdings, LLC — 8/30/12 — SEC # 1420619
Jefferies High Yield Trading, LLC — 8/30/12 — SEC # 1420793
Jefferies Employees Special Opportunities Partners, LLC — 3/16/12 — SEC # 1538683
Jefferies Special Opportunities Advisers, LLC — 3/16/12 — SEC # 1538684
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
472 SEC Filings
from 10/24/03 to 2/13/24
(
6 Weeks Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23
—
Filed as:
Filer / Offerer
New-Filing E-Mail:
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Jefferies LLC
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Details...
Forms
, Documents
&
Exhibits
in
169 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/13/24
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
—
Assets Under Management
63
1/10/24
ABS-15G
ABS:
Asset-Backed Securities Securitizer Reports
—
Form ABS-15G
8
1/9/23
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
11
7/30/18
OLD
MA-I
Registration:
Info re: Natural Persons Who Engage in Municipal Advisory Activity
—
Form MA-I
OLD
34
7/25/18
OLD
MA-W
Registration:
Notice of a Withdrawal from Registration by a Municipal Advisor
—
Form MA-W
OLD
1
6/27/18
OLD
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
OLD
17
6/22/18
OLD
MA
Registration:
Applications for Registrations by Municipal Advisors
—
Form MA
OLD
6
3/8/18
OLD
MA-A
Registration:
Annual Updates of Registrations by Municipal Advisors
—
Form MA
OLD
3
5/12/17
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
3
12/19/12
OLD
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
OLD
9
3/16/12
OLD
40-6B
Registration:
Applications for Exemption Orders by Employees’ Investment Companies
OLD
2
1/7/09
OLD
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
OLD
12
General Exhibits:
1/30/12
OLD
EX-10
Material Contracts
OLD
9
Additional Exhibits:
12/19/12
OLD
EX-99
Miscellaneous Exhibits, such as Press Releases
OLD
2
Graphics:
12/20/16
OLD
GRAPHIC
Photos, Images and Graphs
OLD
2
History as a Money Manager:
Assets Under Management
·
Related Money Managers
2
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/13/24
12/31/23
1,220
of
1,642
$5,402,630
NY
Jefferies Financial Group Inc.
9/21/23
9/30/22
1,404
of
1,610
$11,071
NY
Jefferies Group LLC
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
2
2023
6
2022
5
2021
5
2020
6
2019
5
2018
17
2017
9
2016
18
2015
10
2014
19
2013
29
2012
59
2011
54
2010
58
2009
17
2008
49
2007
49
2006
44
2005
5
2004
2
2003
4
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