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CONTROL4 Corp. 
 UT
  SEC # 1259515


        
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518  SEC Filings
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  from  8/13/03  to  8/12/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  CONTROL4 Corp. 

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Forms
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, Documents
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& Exhibits
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 in  139 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/12/19 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/1/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 6
8/1/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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44

8-K Items: 
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5/9/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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4
8/1/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
5/9/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 25
2/4/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
8/1/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
8/1/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
8/1/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
8/1/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
8/1/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
7/30/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
8/1/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
7/19/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
8/1/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 36

7/19/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
6/28/19 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 2
6/21/19 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/7/19 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/31/19 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 4
5/10/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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21
3/20/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 6
2/12/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
2/11/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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6
12/3/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
8/5/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
8/2/13 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
8/2/13 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
7/22/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/22/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
5/22/13 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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4
5/22/13 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
2/4/11 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
3/26/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7

General Exhibits: 
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8/1/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
6/28/19 OLDEX-23Consents of Experts and Counsel  OLD 22
5/31/19 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 7
5/10/19 OLDEX-21Subsidiaries Lists  OLD 11
5/9/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/12/19 OLDEX-5Opinions of Counsel re: Legality  OLD 8
2/11/19 OLDEX-10Material Contracts  OLD 31
7/17/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 9

Additional Exhibits: 
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8/1/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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41

Financials: 
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5/10/19 OLDEX-31Certifications — §302 – SOA’02  OLD 54
5/10/19 OLDEX-32Certifications — §906 – SOA’02  OLD 24
5/10/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,310
5/10/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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31
5/10/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 144
5/10/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
24

Graphics: 
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8/1/19 OLDGRAPHICPhotos, Images and Graphs  OLD 325


Forms
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, Documents
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& Exhibits
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 in  379 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/5/19 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 3
8/2/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 302
5/13/19 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
2/11/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 31
1/23/19 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
8/9/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 30
5/20/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

Letters: 
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12/8/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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8/9/18 OLDEX-24Powers of Attorney  OLD 25
5/20/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
5/20/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
5/20/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
5/20/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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8/5/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10


        

Filings History

Year    # of Filings
In descending order
2019 96
2018 119
2017 89
2016 45
2015 39
2014 54
2013 66
2011 1
2009 2
2008 1
2007 2
2006 2
2004 1
2003 1

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