Credit Suisse Securities (USA) LLC 

NY

  SEC # 1230485

        

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112  SEC Filings   from  5/1/03  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘ABS-15G’ — Asset-Backed Securities Securitizer Report — Form ABS-15G — for 12/31/23 — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  102 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			ABS-15G		ABS:		Asset-Backed Securities Securitizer Reports — Form ABS-15G	13
2/7/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	76
6/7/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	12
5/19/09	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
					Additional Exhibits:
5/19/09	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Graphics:
5/19/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/8/24			12/31/23		NA	of	8,940		NA			Credit Suisse AG

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		2
2023		6
2022		5
2021		6
2020		5
2019		5
2018		5
2017		5
2016		5
2015		5
2014		6
2013		7
2012		9
2011		4
2010		4
2009		5
2008		4
2007		14
2006		4
2005		4
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2003		2