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Invesco Capital Management LLC 
 IL
  SEC # 1224696


        
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150  SEC Filings
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  from  3/27/03  to  2/12/24  (2 Months Ago)

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Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Invesco Capital Management LLC 

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Forms
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, Documents
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& Exhibits
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 in  129 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/12/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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68
2/9/21 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
1/12/21 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
12/7/20 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 34
11/3/15 OLDAPP WDRegistration:  Withdrawals of Applications for Exemption Orders and Other Relief  OLD 2
12/4/07 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 18
2/7/07 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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4
2/9/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

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12/7/20 OLDGRAPHICPhotos, Images and Graphs  OLD 166

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/12/2412/31/23  8,520 of 22,913  $214,585,253  
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Invesco Ltd. [ formerly Invesco Asset Management Deutschland GMBH ]


Forms
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, Documents
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& Exhibits
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 in  21 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/9/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 21

General Exhibits: 
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9/9/16 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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1/11/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 4
2022 4
2021 6
2020 14
2019 5
2018 3
2017 4
2016 9
2015 9
2014 4
2013 4
2012 11
2011 10
2010 7
2009 8
2008 14
2007 20
2006 6
2005 3
2004 3
2003 1

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