| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 3/27/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 15 |
| 3/27/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 21 |
| 3/27/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 24 |
| 3/15/24 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A — Financial Reports | 12 |
| 2/23/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 21 |
| 2/13/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 438 |
| | |
| | 8-K Items: |
| 11/13/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 50 |
| 5/19/15 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 3 |
| 10/2/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 4 |
| 2/6/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 141 |
| 7/16/21 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 17 |
| 10/1/12 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 1 |
| 5/6/10 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 6 |
| 11/13/23 | | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 6 |
| 2/1/13 | OLD | | Accountants & Accounting: | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 2 |
| 2/13/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 39 |
| 11/13/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 17 |
| 1/4/10 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD | 2 |
| 5/10/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
| 2/13/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 170 |
| 5/5/23 | | | Events: | • | Other Events — Item 8.01 | 59 |
| 2/13/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 391 |
| | |
|
| 11/13/23 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 10 |
| 11/8/23 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 32 |
| 11/8/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 62 |
| 10/13/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 28 |
| 5/10/21 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 4 |
| 11/27/20 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 11/19/20 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 2 |
| 11/18/20 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 3 |
| 5/11/20 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 5 |
| 5/30/19 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 4 |
| 3/28/13 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 10 |
| 2/28/13 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 2 |
| 5/17/10 | OLD | | RW | | Registration: | | Registration Withdrawal Requests OLD | 5 |
| 5/14/10 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 5 |
| 4/14/10 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 12/17/09 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 12/16/09 | OLD | | EFFECT | | SEC: | | SEC Notice of Effectiveness OLD | 1 |
| 12/14/09 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 7 |
| 10/14/09 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 3 |
| 5/12/09 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 3 |
| 4/23/09 | OLD | | DEFC14A | | Proxy: | | Definitive Proxy Statement – Contested Solicitation — Schedule 14A OLD | 1 |
| 4/17/09 | OLD | | PREC14A | | Proxy: | | Preliminary Proxy Statement – Contested Solicitation — Schedule 14A OLD | 1 |
| 3/3/09 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
| 1/26/09 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 4 |
| 8/16/07 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 6 |
| 5/10/04 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 2 |
| 5/6/04 | OLD | | S-1MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-1 Registration OLD | 1 |
| 4/15/04 | OLD | | 424A | | Registration: | | Prospectuses – Info Substantively Changed or Added OLD | 2 |
| 9/11/03 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 3/31/03 | OLD | | T-3 | | Registration: | | Applications for Qualifications of Trust Indentures — Form T-3 OLD | 2 |
| | |
| | Letters: |
| 3/16/06 | OLD | | COVER | | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | Form-Specific Documents: |
| 11/8/23 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 32 |
| | |
| | General Exhibits: |
| 2/23/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/23/24 | | | EX-23 | | Consents of Experts and Counsel | 46 |
| 2/23/24 | | | EX-21 | | Subsidiaries Lists | 20 |
| 11/13/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 36 |
| 11/13/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 30 |
| 11/13/23 | | | EX-10 | | Material Contracts | 208 |
| 5/10/21 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 17 |
| 5/10/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 9 |
| 11/25/20 | OLD | | EX-8 | | Opinion of Counsel re: Tax Matters OLD | 1 |
| 11/19/20 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 6 |
| 8/2/18 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 4 |
| 3/16/06 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| | |
| | Additional Exhibits: |
| 2/13/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 570 |
| | |
| | Financials: |
| 3/27/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 5,292 |
| 3/27/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 586 |
| 3/27/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 79 |
| 3/27/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 117 |
| 3/15/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 122 |
| 2/23/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 162 |
| 2/23/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 162 |
| 11/5/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 74 |
| | |
| | Graphics: |
| 3/27/24 | | | GRAPHIC | | Photos, Images and Graphs | 7,105 |
