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RTW Retailwinds, Inc. 
 NY
  SEC # 1211351


        
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942  SEC Filings
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  from  12/23/02  to  2/11/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Paradigm Capital Management Inc./NY 
 
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notifications of all
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Filings
involving  RTW Retailwinds, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  377 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/8/21 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/16/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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235

8-K Items: 
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8/31/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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15
12/16/20 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
10/2/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/19/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 81
7/6/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
1/8/09 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
1/8/09 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
7/7/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
12/16/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
10/26/20 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
12/16/20 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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46
11/20/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/13/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
12/14/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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97
6/3/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 13
12/16/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 173

7/28/20 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
6/9/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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17
6/3/20 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
6/1/20 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 7
12/11/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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46
9/20/19 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
9/17/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
9/6/19 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
5/1/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
6/30/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
5/30/17 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
5/19/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
9/12/16 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
5/21/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 9
2/12/15 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
10/4/06 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
1/26/06 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
1/26/06 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 3
10/6/04 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 9
10/6/04 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
10/4/04 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/23/02 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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12/16/20 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
7/6/20 OLDEX-10Material Contracts  OLD 84
6/9/20 OLDEX-23Consents of Experts and Counsel  OLD 38
9/6/19 OLDEX-5Opinions of Counsel re: Legality  OLD 11
6/6/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
4/16/19 OLDEX-21Subsidiaries Lists  OLD 4
2/12/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6
5/30/14 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 3
4/9/12 OLDEX-9Voting Trust Agreements  OLD 6
9/14/04 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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12/16/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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198

Financials: 
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10/26/20 OLDEX-16Letters re: Changes in Accountants  OLD 3
6/9/20 OLDEX-31Certifications — §302 – SOA’02  OLD 125
6/9/20 OLDEX-32Certifications — §906 – SOA’02  OLD 62
6/9/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,255
6/9/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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42
6/9/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 210
6/9/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
35

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12/16/20 OLDGRAPHICPhotos, Images and Graphs  OLD 667


Forms
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, Documents
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& Exhibits
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 in  574 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/11/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 34
9/14/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 461
7/22/20 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
5/19/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11
11/8/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 47
6/30/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
5/30/17 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3

Letters: 
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6/25/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11
6/25/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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11/8/19 OLDEX-24Powers of Attorney  OLD 68
4/25/17 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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7/22/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 32

Graphics: 
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6/16/17 OLDGRAPHICPhotos, Images and Graphs  OLD 7


        

Filings History

Year    # of Filings
In descending order
2021 2
2020 37
2019 40
2018 57
2017 56
2016 53
2015 46
2014 52
2013 45
2012 42
2011 44
2010 44
2009 49
2008 64
2007 64
2006 97
2005 102
2004 47
2002 1

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