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Arlington Asset Investment Corp. 
 VA
  SEC # 1209028


        
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1,188  SEC Filings
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  from  12/6/02  to  2/6/24  (2 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SCH 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Trium Capital LLP 
 
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notifications of all
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Filings
involving  Arlington Asset Investment Corp. 

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Forms
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, Documents
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& Exhibits
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 in  684 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/8/2415-15DUpdate:  Notices of Suspensions of Duty to File Reports — Form 152
12/26/2315-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
12/26/2325Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 251
12/19/23EFFECTSEC:  SEC Notices of Effectiveness10
12/15/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations4
12/15/23POS AMRegistration:  Post-Effective Amendments of Registration Statements9
12/15/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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269

8-K Items: 
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12/15/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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37
12/15/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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5
12/15/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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5
11/13/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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99
7/15/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
12/21/05 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
12/15/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.012
12/15/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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7
12/15/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
12/15/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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22
12/13/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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12
12/13/23"Submission of Matters to a Vote of Security Holders — Item 5.0717
11/13/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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78
12/13/23
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  Events: 
Other Events — Item 8.0157
12/15/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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199

12/15/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A9
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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63
11/2/23DEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A1
5/31/23425Registration:  Prospectuses and Communications – Mergers2
5/1/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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23
9/15/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
5/2/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 24
5/2/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 18
4/14/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
7/21/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 32
7/15/21 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 2
7/7/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
6/15/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
1/31/20 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
5/11/17 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 3
4/18/16 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/8/16 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/8/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 6
3/11/15 OLD305B2Registration:  Statements of Eligibility to Act as a Trustee by Corporations — Form T-1  OLD 2
10/28/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 9
5/14/09 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD 30
3/6/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 95
6/11/07 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
8/11/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
10/3/03 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
4/2/03 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 10
3/31/03 OLD8-K12G3Registration:  Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD 1
2/27/03 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
2/26/03 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4

Letters: 
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1/13/17 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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12/15/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders36
5/31/23EX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession1
3/31/23 OLDEX-23Consents of Experts and Counsel  OLD 45
3/31/23 OLDEX-21Subsidiaries Lists  OLD 20
11/14/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 19
11/14/22 OLDEX-10Material Contracts  OLD 59
7/21/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 51
7/15/21 OLDEX-5Opinions of Counsel re: Legality  OLD 32
7/15/21 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 9
1/10/20 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 4
6/15/07 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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12/13/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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253

Financials: 
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12/15/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,073
12/15/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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88
12/15/23EX-101.*XBRL Data  (XBRL Files)409
12/15/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)43
12/15/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
80
11/14/23EX-31Certifications — §302 – SOA’02180
11/14/23EX-32Certifications — §906 – SOA’02172
11/2/18 OLDEX-12Statements re: Computations of Ratios  OLD 55
5/10/16 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2

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12/13/23GRAPHICPhotos, Images and Graphs1,909


Forms
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, Documents
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& Exhibits
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 in  450 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 041356
 

        
Latest Filing  Type    Category    Description        Documents
     
2/6/24SCH 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G1
12/18/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4347
12/14/2325-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 252
5/31/23425Registration:  Prospectuses and Communications – Mergers2
2/9/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 34
4/25/22 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 4
7/7/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
1/17/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
6/6/16 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 7
5/4/16 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
5/2/16 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
4/21/16 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
7/15/09 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3

Letters: 
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9/27/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC27
9/27/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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1/17/19 OLDEX-24Powers of Attorney  OLD 18

Additional Exhibits: 
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12/14/23EX-99Miscellaneous Exhibits, such as Press Releases43

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5/30/23GRAPHICPhotos, Images and Graphs203


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 59
2022 44
2021 40
2020 37
2019 47
2018 32
2017 43
2016 60
2015 33
2014 49
2013 46
2012 41
2011 32
2010 30
2009 53
2008 105
2007 102
2006 66
2005 89
2004 89
2003 87
2002 1

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