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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 3/31/22 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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5/16/22 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 80 | |||||||
2/28/18 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 2 | |||||||
2/7/18 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 3 | |||||||
9/9/15 | OLD | APP ORDR | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Order OLD | 1 | |||||||
8/14/15 | OLD | APP NTC | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Notice OLD | 1 | |||||||
7/21/15 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 9 | |||||||
10/1/02 | OLD | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 2 | |||||||
General Exhibits: | ||||||||||||
2/7/18 | OLD | EX-24 | Powers of Attorney OLD | 5 | ||||||||
Additional Exhibits: | ||||||||||||
2/28/18 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 3 | ||||||||
Graphics: | ||||||||||||
4/3/14 | OLD | GRAPHIC | Photo, Image or Graph OLD | 1 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
11/14/22 | 9/30/22 | NA | of | 64 | NA |
| Penn Mutual Asset Management, LLC | |||||||
5/16/22 | 3/31/22 | 260 | of | 5,425 | $1,409 | Macquarie Group Ltd. | ||||||||
5/12/21 | 3/31/21 | 477 | of | 477 | $48,594 |
| Waddell & Reed Financial Inc. |
Year | # of Filings | |
---|---|---|
2022 | 2 | |
2021 | 4 | |
2020 | 4 | |
2019 | 4 | |
2018 | 7 | |
2017 | 4 | |
2016 | 4 | |
2015 | 7 | |
2014 | 7 | |
2013 | 8 | |
2012 | 4 | |
2011 | 4 | |
2010 | 4 | |
2009 | 4 | |
2008 | 4 | |
2007 | 4 | |
2006 | 4 | |
2005 | 5 | |
2004 | 4 | |
2003 | 4 | |
2002 | 3 |