RBC Global Asset Management (U.S.) 

MN

  SEC # 1179454

        

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306  SEC Filings   from  8/8/02  to  2/8/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  RBC Global Asset Management (U.S.)

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Forms , Documents & Exhibits  in  306 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/8/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	57
2/10/21	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	209
12/18/14	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	3
11/12/09	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	37

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/14/24			12/31/23		716	of	29,380		$2,694,418			Royal Bank of Canada
11/9/16			9/30/16		94	of	10,960		$19			Emerald Acquisition Ltd.
4/29/16			3/31/16		95	of	11,009		$20		WA	Russell Frank Co

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		4
2022		4
2021		7
2020		11
2019		21
2018		28
2017		33
2016		37
2015		35
2014		25
2013		14
2012		14
2011		12
2010		11
2009		12
2008		7
2007		6
2006		9
2005		5
2004		4
2003		4
2002		2