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  SEC # 1171012


        
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616  SEC Filings
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  from  4/18/02  to  3/21/24  (7 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Uni-Pixel 

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Forms
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, Documents
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& Exhibits
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 in  358 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/21/24 New Document this Past Month!REVOKEDSEC:  SEC Order Revoking a Registration  New Document this Past Month! 1
12/30/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 2
11/20/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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215

8-K Items: 
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11/15/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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23
4/27/15 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
11/20/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD 5
11/20/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 3
8/10/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 9
10/28/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
8/25/17 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
8/25/17 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
9/12/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
6/14/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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11
1/23/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
8/25/17 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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27
5/23/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
5/23/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
5/18/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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11
8/31/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 152
8/25/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 176

11/15/17 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
8/10/17 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 13
8/10/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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30
6/14/17 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
6/8/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
5/18/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
4/7/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 8
3/30/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
3/28/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
7/13/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
7/9/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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14
7/6/15 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
5/27/15 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
4/17/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
4/18/13 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
7/26/12 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 2
7/20/12 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
12/13/10 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
12/10/10 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
12/10/10 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
12/9/10 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
12/1/10 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
11/4/10 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
9/24/10 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
9/14/10 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
9/26/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 4
11/9/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 9
7/22/05 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 6
6/4/02 OLDRWRegistration:  Registration Withdrawal Request  OLD 1

General Exhibits: 
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8/10/17 OLDEX-5Opinions of Counsel re: Legality  OLD 19
8/10/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
6/14/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 19
6/14/17 OLDEX-10Material Contracts  OLD 80
6/8/17 OLDEX-23Consents of Experts and Counsel  OLD 22
5/23/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
3/30/17 OLDEX-21Subsidiaries Lists  OLD 3
2/26/15 OLDEX-14Codes of Ethics  OLD 2
4/18/13 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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8/25/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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174

Financials: 
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8/10/17 OLDEX-31Certifications — §302 – SOA’02  OLD 106
8/10/17 OLDEX-32Certifications — §906 – SOA’02  OLD 104
8/10/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,030
8/10/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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35
8/10/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 162
8/10/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
27
1/23/07 OLDEX-16Letters re: Changes in Accountants  OLD 2

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8/10/17 OLDGRAPHICPhotos, Images and Graphs  OLD 263


Forms
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, Documents
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& Exhibits
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 in  259 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
10/6/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/28/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 180
8/18/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 32
6/10/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
8/13/12 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11
11/4/10 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
2/4/10 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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6/12/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10

General Exhibits: 
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2/23/07 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
2/23/07 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
2/23/07 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/23/07 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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10/6/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

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11/4/10 OLDGRAPHICPhotos, Images and Graphs  OLD 30


        

Filings History

Year    # of Filings
In descending order
2024 1
2019 2
2017 80
2016 54
2015 75
2014 44
2013 103
2012 58
2011 41
2010 41
2009 30
2008 27
2007 24
2006 14
2005 20
2002 2

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