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Highland Capital Management LP 
 TX
  SEC # 1167365


        
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641  SEC Filings
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  from  6/7/02  to  2/14/22  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/21 — Filed as:  Filer / Offerer 
 
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Filings
involving  Highland Capital Management LP 

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Forms
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, Documents
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& Exhibits
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 in  641 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/22 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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89
2/12/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 92
11/16/20 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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5
3/27/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 161
11/19/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 210
6/2/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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10
5/5/17 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/23/17 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 20
7/14/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 17
3/18/16 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 22
5/18/12 OLDAPP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD 4
3/15/12 OLDAPP NTCSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD 4
12/4/07 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 3
6/22/06 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
6/16/06 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1
6/2/06 OLDPREN14AProxy:  Preliminary Non-Management Proxy Statement — Schedule 14A  OLD 1

Form-Specific Documents: 
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2/14/22 OLDINFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management
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39

General Exhibits: 
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5/4/15 OLDEX-24Powers of Attorney  OLD 16
8/24/04 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 10

Additional Exhibits: 
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2/12/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 326

Financials: 
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9/5/08 OLDEX-16Letter re: a Change in Accountant  OLD 1
10/14/05 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

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5/5/17 OLDGRAPHICPhotos, Images and Graphs  OLD 206

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


2 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/12/2112/31/20  42 of 451  $59  
 CA
 
First Foundation Advisors
11/16/209/30/20  10 of 173  $149  
 TX
 
Nexpoint Asset Management, L.P. [ formerly Highland Capital Management Fund Advisors, L.P. ]


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2022 1
2021 5
2020 7
2019 7
2018 26
2017 30
2016 42
2015 48
2014 26
2013 15
2012 16
2011 25
2010 33
2009 29
2008 106
2007 114
2006 75
2005 18
2004 11
2003 6
2002 1

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