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West Bancorporation Inc. 
 IA
  SEC # 1166928


        
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1,001  SEC Filings
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  from  3/11/02  to  4/3/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/2/24 — Filed re:  Issuer / Subject Company — Filed by:  Nelson David D 
 
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notifications of all
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Filings
involving  West Bancorporation Inc. 

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Forms
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, Documents
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& Exhibits
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 in  419 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/5/24ARSUpdate:  Annual Reports to Security Holders14
3/5/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
3/5/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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23
2/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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23
1/26/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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13
1/25/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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216

8-K Items: 
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6/14/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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15
4/2/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
12/31/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
1/25/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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81
6/14/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
7/2/10 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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8
12/31/08 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
12/31/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
2/7/23 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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40
1/24/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
4/28/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
1/25/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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21
2/23/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 39
1/25/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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139

10/26/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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67
6/27/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K19
3/30/23 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 7
3/27/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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10
3/24/23 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
6/10/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
6/10/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
6/6/22 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
4/30/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
11/16/11 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
11/18/08 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
10/28/08 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
4/11/02 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 2

Form-Specific Documents: 
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1/26/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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13

General Exhibits: 
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2/22/24EX-97Clawback Policies re: Recovery of Erroneously Awarded Compensation2
2/22/24EX-23Consents of Experts and Counsel50
2/22/24EX-21Subsidiaries Lists23
2/24/23 OLDEX-FILING FEESFiling Fees  OLD 2
2/24/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 21
2/24/23 OLDEX-5Opinions of Counsel re: Legality  OLD 13
2/23/23 OLDEX-10Material Contracts  OLD 63
6/10/22 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
1/24/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
3/11/11 OLDEX-24Powers of Attorney  OLD 2
10/6/09 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
3/3/05 OLDEX-14Codes of Ethics  OLD 2
3/10/03 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1

Additional Exhibits: 
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1/25/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
202

Financials: 
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3/5/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,629
3/5/24EX-101.*XBRL Data  (XBRL Files)382
3/5/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)42
3/5/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
78
2/22/24EX-31Certifications — §302 – SOA’02170
2/22/24EX-32Certifications — §906 – SOA’02169
2/22/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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84
3/2/17 OLDEX-12Statements re: Computations of Ratios  OLD 18

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3/5/24GRAPHICPhotos, Images and Graphs823

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



Forms
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, Documents
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& Exhibits
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 in  584 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 95123P
 

        
Latest Filing  Type    Category    Description        Documents
     
4/3/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 475
2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G22
6/10/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
5/2/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
1/22/20 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 47
6/7/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

Letters: 
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3/7/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
3/7/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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6/7/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

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6/10/22 OLDGRAPHICPhotos, Images and Graphs  OLD 30


        

Filings History

Year    # of Filings
In descending order
2024 23
2023 58
2022 58
2021 57
2020 65
2019 53
2018 40
2017 50
2016 54
2015 45
2014 54
2013 63
2012 52
2011 52
2010 37
2009 51
2008 43
2007 30
2006 24
2005 26
2004 32
2003 23
2002 11

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