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Neah Power Systems, Inc. 
 WA
  SEC # 1162816


        
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469  SEC Filings
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  from  12/13/01  to  8/13/18  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-Q’ — Quarterly Report — Form 10-Q — for 12/31/16 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Neah Power Systems, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  326 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/13/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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28
8/9/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
5/15/17 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
5/15/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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185

8-K Items: 
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3/4/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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47
9/17/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
7/20/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 7
3/4/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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4
3/4/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
4/9/10 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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3
6/14/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
3/4/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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34
11/10/11 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
2/22/17 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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31
7/16/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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12
1/29/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
1/8/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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20
5/15/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 77
5/15/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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135

12/30/16 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 11
8/12/16 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 21
12/9/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD  — Financial Reports
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5
11/25/15 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD  — Financial Reports
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4
11/14/13 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
8/16/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
10/24/11 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
8/19/11 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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2
7/9/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
2/13/09 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 5
8/19/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 10
1/28/08 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
1/25/08 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
1/22/08 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 16
10/27/06 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 7
8/15/03 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
8/27/02 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2

General Exhibits: 
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8/9/18 OLDEX-23Consents of Experts and Counsel  OLD 24
8/9/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 16
8/9/18 OLDEX-10Material Contracts  OLD 162
7/16/15 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 25
8/19/11 OLDEX-5Opinions of Counsel re: Legality  OLD 12
5/3/07 OLDEX-14Codes of Ethics  OLD 2
5/3/07 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
7/27/06 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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5/15/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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100

Financials: 
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8/13/18 OLDEX-31Certifications — §302 – SOA’02  OLD 96
8/13/18 OLDEX-32Certifications — §906 – SOA’02  OLD 70
8/13/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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962
8/13/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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35
8/13/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 162
8/13/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
27

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8/9/18 OLDGRAPHICPhotos, Images and Graphs  OLD 416


Forms
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, Documents
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& Exhibits
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 in  143 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/2/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 17
4/8/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 94
7/18/14 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
1/21/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
1/15/14 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
1/23/03 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

General Exhibits: 
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7/18/12 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1


        

Filings History

Year    # of Filings
In descending order
2018 2
2017 3
2016 20
2015 40
2014 46
2013 36
2012 37
2011 41
2010 44
2009 49
2008 42
2007 48
2006 23
2005 1
2004 1
2003 21
2002 14
2001 1

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