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Dover Downs Gaming & Entertainment Inc. 
 DE
  SEC # 1162556


        
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715  SEC Filings
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  from  11/21/01  to  4/8/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Dover Downs Gaming & Entertainment Inc. 

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Forms
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, Documents
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& Exhibits
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 in  288 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/8/19 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/28/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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169

8-K Items: 
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10/11/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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33
3/28/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
3/28/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
1/24/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 59
9/14/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
1/2/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 10
3/28/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
3/28/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/28/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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5
3/28/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
3/28/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
3/28/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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103
7/23/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 1
3/28/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 129

3/21/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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18
2/8/19 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/25/19 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
12/21/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
11/8/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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51
11/5/18 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
10/11/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
3/29/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 16
3/22/12 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
12/30/11 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
1/26/06 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 9
12/15/05 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
3/7/02 OLD10-12BRegistration:  Registration Statements — Form 10  OLD 5

General Exhibits: 
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3/28/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
3/21/19 OLDEX-24Powers of Attorney  OLD 13
3/21/19 OLDEX-21Subsidiaries Lists  OLD 18
10/11/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
9/14/18 OLDEX-10Material Contracts  OLD 63
12/30/11 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
12/17/04 OLDEX-5Opinions of Counsel re: Legality  OLD 2

Additional Exhibits: 
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3/28/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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215

Financials: 
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3/21/19 OLDEX-31Certifications — §302 – SOA’02  OLD 128
3/21/19 OLDEX-32Certifications — §906 – SOA’02  OLD 126
3/21/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,115
3/21/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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38
3/21/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 186
3/21/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
31

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3/28/19 OLDGRAPHICPhotos, Images and Graphs  OLD 186


Forms
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, Documents
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& Exhibits
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 in  439 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/1/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 46
3/29/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/28/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 236
3/28/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 119
3/19/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
1/29/13 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
4/28/11 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
1/26/06 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 9
12/15/05 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
11/23/04 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1

Letters: 
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2/1/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
2/1/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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12/29/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
12/17/04 OLDEX-5Opinions of Counsel re: Legality  OLD 2

Additional Exhibits: 
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3/29/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 25

Graphics: 
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3/19/19 OLDGRAPHICPhotos, Images and Graphs  OLD 36


        

Filings History

Year    # of Filings
In descending order
2019 35
2018 35
2017 27
2016 28
2015 31
2014 25
2013 33
2012 29
2011 31
2010 45
2009 37
2008 57
2007 42
2006 88
2005 67
2004 53
2003 38
2002 13
2001 1

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