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Cbot Holdings Inc. 
 IL
  SEC # 1161448


        
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494  SEC Filings
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  from  10/24/01  to  7/16/07  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 7/12/07 — Filed re:  Issuer / Subject Company — Filed by:  Callahan John E 
 
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notifications of all
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Filings
involving  Cbot Holdings Inc. 

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Forms
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, Documents
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& Exhibits
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 in  252 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/6/07 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 166
7/6/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
7/6/07 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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40

8-K Items: 
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7/6/07 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
4/19/07 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 9
12/15/05 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
10/18/06 OLD
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
9/8/05 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
6/28/07 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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6
6/27/05 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
8/24/06 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
7/6/07 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
7/6/07 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 33

6/7/07 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
5/9/07 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 9
3/29/07 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
3/1/07 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 2
4/4/06 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
10/20/05 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
10/20/05 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
10/19/05 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
10/19/05 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
10/18/05 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/17/05 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
9/8/05 OLDSP 15D2Update:  Special Financial Reports  OLD 2
2/15/05 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
2/14/05 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 15

General Exhibits: 
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7/6/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
6/28/07 OLDEX-10Material Contracts  OLD 68
3/1/07 OLDEX-14Code of Ethics  OLD 1
3/1/07 OLDEX-23Consents of Experts and Counsel  OLD 38
10/18/06 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 39
10/20/05 OLDEX-5Opinions of Counsel re: Legality  OLD 15
10/17/05 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
10/17/05 OLDEX-9Voting Trust Agreement  OLD 1
9/26/05 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
5/9/05 OLDEX-21Subsidiaries Lists  OLD 2
2/10/05 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 5

Additional Exhibits: 
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7/6/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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69

Financials: 
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5/9/07 OLDEX-31Certifications — §302 – SOA’02  OLD 26
5/9/07 OLDEX-32Certifications — §906 – SOA’02  OLD 13

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7/6/07 OLDGRAPHICPhotos, Images and Graphs  OLD 1,011


Forms
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, Documents
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& Exhibits
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 in  408 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
7/16/07 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 96
7/13/07 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/9/07 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 278
6/25/07 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
6/22/07 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
6/13/07 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/18/06 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
2/14/06 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1

General Exhibits: 
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7/6/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
10/18/06 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
2/14/06 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
11/14/05 OLDEX-24Powers of Attorney  OLD 24

Additional Exhibits: 
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7/13/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 32

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7/9/07 OLDGRAPHICPhotos, Images and Graphs  OLD 1,062


        

Filings History

Year    # of Filings
In descending order
2007 233
2006 86
2005 94
2004 31
2003 17
2002 26
2001 7

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