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U.S. China Mining Group, Inc. 
 FL
  SEC # 1145761


        
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236  SEC Filings
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  from  8/7/01  to  4/8/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  U.S. China Mining Group, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  198 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/8/19 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
8/15/14 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 20
5/20/14 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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27
4/14/14 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
3/31/14 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 8
12/13/13 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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48

8-K Items: 
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3/29/12 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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8
4/15/05 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
1/13/11 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
12/21/06 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
11/1/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
3/29/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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2
3/14/11 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
10/18/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
12/13/13 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
10/18/12 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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21

2/4/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
10/26/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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23
6/5/12 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
5/25/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
3/25/11 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
1/19/11 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/14/10 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
12/3/09 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/17/09 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
9/19/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 3
9/11/08 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
8/19/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
3/26/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 9
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 20
4/8/04 OLDPREM14CProxy:  Preliminary Proxy Info Statements – Mergers & Acquisitions — Schedule 14C  OLD 2
1/6/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
9/29/03 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
11/27/02 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 3

General Exhibits: 
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2/4/13 OLDEX-23Consents of Experts and Counsel  OLD 29
10/18/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 15
3/29/12 OLDEX-10Material Contracts  OLD 25
3/17/11 OLDEX-5Opinions of Counsel re: Legality  OLD 5
1/12/11 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
3/4/09 OLDEX-14Codes of Ethics  OLD 2
4/10/08 OLDEX-21Subsidiaries Lists  OLD 2
1/7/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
10/15/03 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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3/17/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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19

Financials: 
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5/20/14 OLDEX-31Certifications — §302 – SOA’02  OLD 104
5/20/14 OLDEX-32Certifications — §906 – SOA’02  OLD 103
5/20/14 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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777
5/20/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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17
5/20/14 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 79
5/20/14 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
14
11/1/07 OLDEX-16Letters re: Changes in Accountants  OLD 6
1/6/04 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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4/14/14 OLDGRAPHICPhotos, Images and Graphs  OLD 137


Forms
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, Documents
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& Exhibits
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 in  41 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/21/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 11
5/31/11 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
2/17/06 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
1/6/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
9/29/03 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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11/14/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16

General Exhibits: 
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9/29/03 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Financials: 
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1/6/04 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1


        

Filings History

Year    # of Filings
In descending order
2019 1
2014 5
2013 10
2012 29
2011 20
2010 14
2009 32
2008 18
2007 16
2006 14
2005 14
2004 21
2003 19
2002 19
2001 4

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