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TCW Investment Management Co. LLC 
 CA
  SEC # 1145263


        
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131  SEC Filings
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  from  8/15/01  to  3/20/24  (Last Week)

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Most-Recent Filing:    ‘40-APP’ — Application for an Exemption Order or Other Relief by an Investment Company — Filed as:  Filer / Offerer — Filed by:  TCW ETF Trust [ formerly Engine No. 1 ETF Trust ] 
 
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notifications of all
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Filings
involving  TCW Investment Management Co. LLC 

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Forms
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, Documents
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& Exhibits
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 in  118 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/20/24 New Document this Past Month!40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  New Document this Past Month! 5
2/9/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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94
8/2/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
7/25/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 14
10/25/02 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 2

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3/20/24 New Graphic this Past Month!GRAPHICPhoto, Image or Graph  New Graphic this Past Month! 1

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


8 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/9/2412/31/23  311 of 692  $4,867,004  
 CA
 
TCW Group Inc.
2/9/2412/31/23  29 of 7,468  $4,060  
 GA
 
Advisory Services Network, LLC
1/30/2412/31/23  17 of 1,036  $322  
 CA
 
Beverly Hills Private Wealth, LLC
11/14/229/30/22  18 of 2,768  $1  
 IL
 
First Trust Advisors LP
10/14/209/30/20  50 of 867  $1  
 CA
 
San Francisco Sentry Investment Group (Ca)
8/8/196/30/19  47 of 12,460  $37  
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Russell Investments Group, Ltd.
11/9/169/30/16  48 of 10,960  $55  
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Emerald Acquisition Ltd.
4/29/163/31/16  51 of 11,009  $58  
 WA
 
Russell Frank Co


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 2
2023 4
2022 10
2021 5
2020 4
2019 5
2018 5
2017 7
2016 8
2015 6
2014 4
2013 5
2012 4
2011 19
2010 4
2009 4
2008 4
2007 4
2006 4
2005 4
2004 6
2003 5
2002 6
2001 2

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