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List All Filings | or | ||
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Most-Recent Filing: | ‘40-APP’ — Application for an Exemption Order or Other Relief by an Investment Company — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
3/20/24 | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies | 5 | ||||||||
2/9/24 | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F — | 94 | ||||||||
8/2/16 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 3 | |||||||
7/25/11 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 14 | |||||||
10/25/02 | OLD | 40-6C | Registration: | Applications for Exemptions and Other Relief by Investment Companies OLD | 2 | |||||||
Graphics: | ||||||||||||
3/20/24 | GRAPHIC | Photo, Image or Graph | 1 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/9/24 | 12/31/23 | 311 | of | 692 | $4,867,004 |
| TCW Group Inc. | |||||||
2/9/24 | 12/31/23 | 29 | of | 7,468 | $4,060 |
| Advisory Services Network, LLC | |||||||
1/30/24 | 12/31/23 | 17 | of | 1,036 | $322 |
| Beverly Hills Private Wealth, LLC | |||||||
11/14/22 | 9/30/22 | 18 | of | 2,768 | $1 |
| First Trust Advisors LP | |||||||
10/14/20 | 9/30/20 | 50 | of | 867 | $1 |
| San Francisco Sentry Investment Group (Ca) | |||||||
8/8/19 | 6/30/19 | 47 | of | 12,460 | $37 | Russell Investments Group, Ltd. | ||||||||
11/9/16 | 9/30/16 | 48 | of | 10,960 | $55 | Emerald Acquisition Ltd. | ||||||||
4/29/16 | 3/31/16 | 51 | of | 11,009 | $58 |
| Russell Frank Co |
Year | # of Filings | |
---|---|---|
2024 | 2 | |
2023 | 4 | |
2022 | 10 | |
2021 | 5 | |
2020 | 4 | |
2019 | 5 | |
2018 | 5 | |
2017 | 7 | |
2016 | 8 | |
2015 | 6 | |
2014 | 4 | |
2013 | 5 | |
2012 | 4 | |
2011 | 19 | |
2010 | 4 | |
2009 | 4 | |
2008 | 4 | |
2007 | 4 | |
2006 | 4 | |
2005 | 4 | |
2004 | 6 | |
2003 | 5 | |
2002 | 6 | |
2001 | 2 |