Thornburg Investment Management Inc. 

NM

  SEC # 1145020

        

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394  SEC Filings   from  8/10/01  to  2/9/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  SLR Investment Corp. [ formerly Solar Capital Ltd. ]
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Forms , Documents & Exhibits  in  393 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	280
2/8/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	110
7/21/15	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
5/14/15	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	2
					Form-Specific Documents:
2/8/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			45

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/13/24			12/31/23		11	of	511		$10,605		NJ	Personal Cfo Solutions, LLC
2/13/24			12/31/23		20	of	3,250		$7,194		NY	Oppenheimer Asset Management Inc.
5/2/23			3/31/23		NA	of	490		NA		IL	Alera Investment Advisors, LLC
11/12/21			9/30/21		10	of	271		$0		MN	SNS Financial Group, LLC
2/15/17			12/31/16		29	of	5,473		$8		MT	D.A. Davidson & Co.
5/13/15			3/31/15		15	of	10,883		$3		WA	Russell Frank Co
10/20/14			9/30/14		8	of	1,598		$0		IL	Cibc Bank USA [ formerly Private Bank & Trust Co. ]
11/14/13			9/30/13		64	of	2,158		$0		FL	FineMark National Bank & Trust

Forms , Documents & Exhibits  in  41 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		3
2023		6
2022		8
2021		9
2020		7
2019		7
2018		10
2017		21
2016		16
2015		22
2014		26
2013		23
2012		29
2011		21
2010		24
2009		45
2008		43
2007		24
2006		13
2005		22
2004		5
2003		5
2002		4
2001		1