Ontrak, Inc. 

FL

  SEC # 1136174

        

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1,089  SEC Filings   from  4/4/01  to  4/16/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Ontrak, Inc.

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Forms , Documents & Exhibits  in  658 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/16/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	26
4/16/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	308
					8-K Items:
3/28/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	78
9/25/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
4/13/12	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	12
4/16/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	67
9/9/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	23
3/15/23	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	4
1/26/09	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	2
10/16/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	12
4/8/24			"			•	Unregistered Sales of Equity Securities — Item 3.02    — ↓‘EX-1’	40
8/21/20	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	3
3/20/18	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
11/15/23			Governance & Management:			•	Changes in Control of Registrant — Item 5.01	2
3/6/23	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	43
8/4/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	8
11/15/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	11
3/13/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	55
4/8/24			Events:			•	Other Events — Item 8.01	63
4/16/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	245
4/2/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	6
11/30/23			DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C	3
11/20/23			PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C	4
11/20/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	62
11/15/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	6
11/13/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	13
11/13/23			EFFECT		SEC:		SEC Notices of Effectiveness	16
11/8/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	49
11/1/23			S-1		Registration:		Registration Statements (General Form) — Form S-1 — Financial Reports	31
9/15/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
8/31/23			ARS		Update:		Annual Reports to Security Holders	2
8/30/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	16
1/20/23	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	16
1/10/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
11/12/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	23
9/3/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	20
12/15/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
10/16/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
8/27/20	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	2
8/21/20	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
2/15/19	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
4/27/17	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
4/26/17	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
1/22/14	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
5/11/12	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	5
12/21/11	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
9/27/10	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	2
9/20/10	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	4
6/30/10	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
6/3/08	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
5/9/08	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
11/7/07	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
2/9/07	OLD		S-4		Registration:		Registration Statement – Securities for a Merger — Form S-4  OLD	1
10/18/05	OLD		424A		Registration:		Prospectus – Info Substantively Changed or Added  OLD	1
3/4/05	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/29/03	OLD		CERTAMX		Trading:		Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD	1
10/15/03	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
8/14/03	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	5
5/6/03	OLD		10KSB		Update:		Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD	1
7/2/02	OLD		NT 11-K		Update:		Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD	1
5/15/02	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
5/8/02	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	6
					Letters:
4/3/09	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			7
					General Exhibits:
4/16/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/16/24			EX-23		Consents of Experts and Counsel			106
4/16/24			EX-10		Material Contracts			159
4/16/24			EX-21		Subsidiaries Lists			19
3/28/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			102
11/1/23			EX-FILING FEES		Filing Fees			8
9/29/23			EX-5		Opinions of Counsel re: Legality			44
8/4/23			EX-3		Articles of Incorporation/Organization and Bylaws			19
11/5/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			10
8/5/21	OLD		EX-14		Codes of Ethics  OLD			3
1/29/07	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
					Additional Exhibits:
4/16/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  4 Articles of Incorporation/Organization			202
					Financials:
4/16/24			EX-31		Certifications — §302 – SOA’02			181
4/16/24			EX-32		Certifications — §906 – SOA’02			177
4/16/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,053
4/16/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			145
4/16/24			EX-101.*		XBRL Data  (XBRL Files)			666
4/16/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			93
4/16/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			137
3/20/18	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
					Graphics:
4/16/24			GRAPHIC		Photos, Images and Graphs			773

Forms , Documents & Exhibits  in  434 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 683373

        

Latest Filing			Type		Category	Description		Documents
4/10/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	46
4/10/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	270
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	30
11/20/23			25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25	2
8/31/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	50
12/15/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
1/24/20	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
1/22/14	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
2/14/06	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
7/6/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			31
7/6/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			6
					General Exhibits:
4/28/15	OLD		EX-24		Powers of Attorney  OLD			4
					Additional Exhibits:
4/1/24			EX-99		Miscellaneous Exhibits, such as Press Releases			36
					Graphics:
1/22/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7

        

Filings History

Year		# of Filings
2024		12
2023		84
2022		83
2021		76
2020		78
2019		59
2018		47
2017		62
2016		19
2015		38
2014		26
2013		20
2012		34
2011		62
2010		62
2009		61
2008		68
2007		63
2006		30
2005		43
2004		27
2003		23
2002		10
2001		2