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List All Filings | or | ||
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Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 3/31/15 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
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5/6/15 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 9 | ||||||
2/14/06 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 6 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
11/16/15 | 9/30/15 | 33 | of | 5,993 | $152 |
| Stifel Financial Corp. | |||||||
5/13/15 | 3/31/15 | 112 | of | 372 | $178 |
| Sterne Agee Group, Inc. |
Latest Filing | Type | Category | Description | Documents | |||||
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2/14/06 | OLD | SC 13G | Ownership: | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G OLD | 1 |
Year | # of Filings | |
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2015 | 2 | |
2014 | 3 | |
2013 | 1 | |
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2011 | 1 | |
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2008 | 2 | |
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2006 | 1 | |
2005 | 1 | |
2004 | 1 | |
2003 | 1 | |
2002 | 1 | |
2001 | 1 |