Clinton Group Inc. 

NY

  SEC # 1134119

        

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438  SEC Filings   from  2/12/01  to  9/26/23  (7 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 9/25/23 — Filed as:  Owner / Insider — Filed by:  Hall George E. — Re:  GlassBridge Enterprises, Inc.
New-Filing E-Mail:			Send me notifications of all Filings involving  Clinton Group Inc.

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Forms , Documents & Exhibits  in  434 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/26/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	67
10/10/18	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	80
3/30/17	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	161
2/19/16	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	73
5/27/15	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	7
4/23/15	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	5
4/17/15	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	18
4/17/15	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	13
3/26/15	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	10
3/31/11	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	3
8/14/03	OLD		13F-NT		Ownership:		Quarterly Holdings Notice by a Money Manager — Form 13F  OLD  — Assets Under Management	1
					Form-Specific Documents:
10/10/18	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			24
					General Exhibits:
6/2/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
6/2/14	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
10/30/13	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
9/24/13	OLD		EX-24		Powers of Attorney  OLD			4
8/22/13	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
5/13/13	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
10/5/12	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
5/20/11	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
					Additional Exhibits:
8/25/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			187
					Financials:
6/25/13	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
10/5/12	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
4/24/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			738

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2023		1
⇑
2021		1
⇑
2018		8
2017		11
2016		14
2015		48
2014		66
2013		85
2012		38
2011		21
2010		14
2009		12
2008		18
2007		62
2006		16
2005		4
2004		4
2003		6
2002		5
2001		4